Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOUTHOCEAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 171580 · FL · Approved
- SOUTHPAW ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 135693 · Approved
- SOUTHPAW CP MANAGER LPRegistered Investment Advisers · CRD # 339218 · TX · Approved
- SOUTHPOINT CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 161754 · NY · Approved
- SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146270 · CT · Approved
- SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 165306 · SC · Approved
- SOUTHWEST INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 312685 · AZ · Approved
- SOUTHWEST MONEY MANAGEMENT INCRegistered Investment Advisers · CRD # 109668 · Approved
- SOUTHWESTERN MONEY MANAGEMENT LLCRegistered Investment Advisers · CRD # 304033 · TX · Approved
- SOUTHWIND ASSOCIATES OF NJ INC.Registered Investment Advisers · CRD # 110371 · Approved
- SOVEREIGN FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 294314 · CT · Approved
- SOVEREIGN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 149040 · AZ · Approved
- SOVEREIGN WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 188524 · TX · Approved
- SOVEREIGN'S CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301879 · GA · Approved
- SOVIERO ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 298418 · NY · Approved
- SOVRAN ADVISORS, LLCRegistered Investment Advisers · CRD # 329415 · CA · Approved
- SOWA FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 107646 · RI · Approved
- SOWELL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 127145 · AR · Approved
- SP ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 323369 · CA · Approved
- SP FUNDS MANAGEMENT LLCRegistered Investment Advisers · CRD # 340522 · FL · Approved
- SPACE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 287867 · NY · Approved
- SPAHN WEALTH & RETIREMENT LLCRegistered Investment Advisers · CRD # 285932 · AZ · Approved
- SPANOS BARBER JESSE & CO., LLCRegistered Investment Advisers · CRD # 293841 · CA · Approved
- SPARK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296914 · VA · Approved
- SPARK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160815 · NY · Approved
- SPARKLINE CAPITAL LPRegistered Investment Advisers · CRD # 314364 · Approved
- SPARROW CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106616 · MO · Approved
- SPARROW WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 152670 · FL · Approved
- SPARTAN PLANNING & WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166599 · NC · Approved
- SPARTAN WEALTH ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 331719 · MI · Approved
- SPARX ASIA INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 139172 · Approved
- SPARX ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 134747 · Approved
- SPARX ASSET MANAGEMENT KOREA CO., LTD.Registered Investment Advisers · CRD # 338393 · Approved
- SPC MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 157259 · NJ · Approved
- SPEAR ADVISORS LLCRegistered Investment Advisers · CRD # 314594 · Approved
- SPEARHEAD ADMINISTRATIVE SERVICES, LLCRegistered Investment Advisers · CRD # 319289 · DE · Approved
- SPECIALIZED RETIREMENT CONSULTANTS LLCRegistered Investment Advisers · CRD # 317027 · Approved
- SPECTRA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288145 · FL · Approved
- SPECTRUM ADVISORS, INC.Registered Investment Advisers · CRD # 114805 · TX · Approved
- SPECTRUM ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 111007 · CA · Approved
- SPECTRUM ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 300463 · CT · Approved
- SPECTRUM EQUITY MANAGEMENT, INC.Registered Investment Advisers · CRD # 160619 · MA · Approved
- SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.Registered Investment Advisers · CRD # 125147 · KY · Approved
- SPECTRUM FINANCIAL INCRegistered Investment Advisers · CRD # 105618 · VA · Approved
- SPECTRUM FINANCIAL RESOURCES, LLCRegistered Investment Advisers · CRD # 127453 · MI · Approved
- SPECTRUM INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 108669 · WI · Approved
- SPECTRUM PLANNING & ADVISORY SERVICES INC.Registered Investment Advisers · CRD # 170093 · CA · Approved
- SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138347 · OR · Approved
- SPECTRUM WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 298632 · CA · Approved
- SPEECE THORSON CAPITAL GROUP INCRegistered Investment Advisers · CRD # 106052 · MN · Approved