Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SAXON WEBER VENTURE ADVISORS LLCExempt Reporting Advisers · CRD # 340981 · NY · ERA - Active
- SAXON WOODS ADVISORS LLCRegistered Investment Advisers · CRD # 109686 · NY · Approved
- SAYBROOK CAPITAL CORPRegistered Investment Advisers · CRD # 107679 · NY · Approved
- SC MANAGEMENT LLCRegistered Investment Advisers · CRD # 311359 · NY · Approved
- SCALEBUILDER, LLCRegistered Investment Advisers · CRD # 313276 · NY · Approved
- SCHAFER CULLEN CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105799 · NY · Approved
- SCHONFELD STRATEGIC ADVISORS LLCRegistered Investment Advisers · CRD # 281984 · NY · Approved
- SCHONFELD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342323 · NY · Approved
- SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INCRegistered Investment Advisers · CRD # 105820 · NY · Approved
- SCHRODERS CAPITAL MANAGEMENT (US) INC.Registered Investment Advisers · CRD # 145194 · NY · Approved
- SCHULTZE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 110927 · NY · Approved
- SCIA NY LLCRegistered Investment Advisers · CRD # 337639 · NY · Approved
- SCIENS DIVERSIFIED MANAGERS LLCExempt Reporting Advisers · CRD # 299996 · NY · ERA - Active
- SCIENS WATER OPPORTUNITIES MANAGEMENT LLCRegistered Investment Advisers · CRD # 299986 · NY · Approved
- SCOGGIN MANAGEMENT LPRegistered Investment Advisers · CRD # 157587 · NY · Approved
- SCOPIA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 124403 · NY · Approved
- SCOPUS ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 157518 · NY · Approved
- SCP MANAGEMENT LLCExempt Reporting Advisers · CRD # 163854 · NY · ERA - Active
- SCULPTOR ADVISORS LLCRegistered Investment Advisers · CRD # 319598 · NY · Approved
- SCULPTOR CAPITAL LPRegistered Investment Advisers · CRD # 107913 · NY · Approved
- SDC CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 291389 · NY · Approved
- SDCL EE CO US LLCExempt Reporting Advisers · CRD # 339471 · NY · ERA - Active
- SEABURY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 334999 · NY · Approved
- SEACREST INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143670 · NY · Approved
- SEACREST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147092 · NY · Approved
- SEAHORSE FINANCIAL ADVISERS INC.Registered Investment Advisers · CRD # 117407 · NY · Approved
- SEAPORT CAPITAL, LLCRegistered Investment Advisers · CRD # 160734 · NY · Approved
- SEAPORT GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 298944 · NY · Approved
- SEARCHLIGHT CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 161958 · NY · Approved
- SEAVIEW CPM LPExempt Reporting Advisers · CRD # 306469 · NY · ERA - Active
- SEAWAY ADVISORS,LTD.Registered Investment Advisers · CRD # 149745 · NY · Approved
- SECFI ADVISORY LIMITEDRegistered Investment Advisers · CRD # 306961 · NY · Approved
- SECOND ALPHA PARTNERS, LLCRegistered Investment Advisers · CRD # 282418 · NY · Approved
- SECONDMARKET FINANCIAL, LLCRegistered Investment Advisers · CRD # 333332 · NY · Approved
- SECURITY INVESTORS, LLCRegistered Investment Advisers · CRD # 105477 · NY · Approved
- SEEDS INVESTOR LLCRegistered Investment Advisers · CRD # 308909 · NY · Approved
- SEER CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 152164 · NY · Approved
- SEGAL ADVISORS, INC.Registered Investment Advisers · CRD # 114687 · NY · Approved
- SELECT EQUITY GROUP, L.P.Registered Investment Advisers · CRD # 168496 · NY · Approved
- SELLARONDA GLOBAL MANAGEMENT LPRegistered Investment Advisers · CRD # 325400 · NY · Approved
- SEMITAM BONAM LLCRegistered Investment Advisers · CRD # 284461 · NY · Approved
- SENATOR INVESTMENT GROUP LPRegistered Investment Advisers · CRD # 160935 · NY · Approved
- SENDER COMPANY & PARTNERS, INC.Registered Investment Advisers · CRD # 282319 · NY · Approved
- SENECA FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 152824 · NY · Approved
- SENTINEL CAPITAL PARTNERS, L.L.C.Registered Investment Advisers · CRD # 160474 · NY · Approved
- SENTINEL FUND ADVISORS, INC.Registered Investment Advisers · CRD # 327262 · NY · Approved
- SENVEST MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137312 · NY · Approved
- SERENITY CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 332396 · NY · Approved
- SERONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338114 · NY · Approved
- SESSA CAPITAL IM, L.P.Registered Investment Advisers · CRD # 166403 · NY · Approved