Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SONNET, LLCRegistered Investment Advisers · CRD # 282882 · TX · Approved
- SONOMA ALLOCATIONS LLCRegistered Investment Advisers · CRD # 335435 · CA · Approved
- SONOMA BRANDS PARTNERS II, LLCRegistered Investment Advisers · CRD # 296285 · CA · Approved
- SONOMA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 308547 · CA · Approved
- SONOMA WEST LLCRegistered Investment Advisers · CRD # 138687 · Approved
- SOONER PRIVATE FINANCIAL LLCRegistered Investment Advisers · CRD # 340648 · NH · 120-Day Approval
- SOOTCHY SECURITIES, LLCRegistered Investment Advisers · CRD # 307621 · Approved
- SOPHIS INVESTMENTS LLCRegistered Investment Advisers · CRD # 170391 · NY · Approved
- SOPHRON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 331387 · NJ · Approved
- SORA INVESTORS LLCRegistered Investment Advisers · CRD # 317257 · PA · Approved
- SORENSON IMPACT ADVISORY, LLCRegistered Investment Advisers · CRD # 324124 · UT · Approved
- SOROBAN CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 157360 · NY · Approved
- SORTIS FUND MANAGER, LLCRegistered Investment Advisers · CRD # 315584 · OR · Approved
- SORYN IP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327452 · NJ · Approved
- SOUDERS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296780 · OH · Approved
- SOULENCE WEALTH MANAGEMENT II LLCRegistered Investment Advisers · CRD # 340580 · UT · Approved
- SOUND & SECURE ADVISORS LLCRegistered Investment Advisers · CRD # 322514 · Approved
- SOUND ADVISORY, LLCRegistered Investment Advisers · CRD # 328213 · Approved
- SOUND CAPITAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 311034 · Approved
- SOUND FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 122670 · NC · Approved
- SOUND FINANCIAL STRATEGIES GROUP, LLCRegistered Investment Advisers · CRD # 286261 · MS · Approved
- SOUND FINANCIAL, LLCRegistered Investment Advisers · CRD # 292271 · Approved
- SOUND FUTURES LLCRegistered Investment Advisers · CRD # 340439 · Approved
- SOUND INCOME STRATEGIES, LLCRegistered Investment Advisers · CRD # 173272 · FL · Approved
- SOUND INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 107438 · OR · Approved
- SOUND LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 306332 · Approved
- SOUND MARK PARTNERS, LLCRegistered Investment Advisers · CRD # 169037 · CT · Approved
- SOUND POINT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157479 · NY · Approved
- SOUND POINT CLO C-MOA, LLCRegistered Investment Advisers · CRD # 293256 · NY · Approved
- SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCRegistered Investment Advisers · CRD # 311808 · NY · Approved
- SOUND POINT LUNA LLCRegistered Investment Advisers · CRD # 128132 · NY · Approved
- SOUND POINT MERIDIAN MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 329887 · NY · Approved
- SOUND PORTFOLIO ADVISORS, LLCRegistered Investment Advisers · CRD # 125511 · CT · Approved
- SOUND SHORE MANAGEMENT INCRegistered Investment Advisers · CRD # 112379 · CT · Approved
- SOUND STEWARDSHIP, LLCRegistered Investment Advisers · CRD # 129755 · KS · Approved
- SOUND VIEW WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 300927 · GA · Approved
- SOUNDCORE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288749 · NY · Approved
- SOUNDCORE CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 331288 · NY · Approved
- SOUNDPATH RETIREMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 315590 · WA · Approved
- SOUNDVIEW ADVISORS, INC.Registered Investment Advisers · CRD # 114437 · WA · Approved
- SOUNDWATCH CAPITAL, LLCRegistered Investment Advisers · CRD # 173151 · TX · Approved
- SOURCE CAPITAL, LLCRegistered Investment Advisers · CRD # 325758 · GA · Approved
- SOURCEROCK GROUP LLCRegistered Investment Advisers · CRD # 307575 · CO · Approved
- SOUTH BAY FINANCIAL PARTNERS GROUP, INC.Registered Investment Advisers · CRD # 175015 · CA · Approved
- SOUTH COVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 284554 · Approved
- SOUTH GEORGIA CAPITAL, LLCRegistered Investment Advisers · CRD # 146765 · IL · Approved
- SOUTH LAKEVIEW, LLCRegistered Investment Advisers · CRD # 157240 · Approved
- SOUTH OCEAN MANAGEMENT LTD.Registered Investment Advisers · CRD # 111180 · Approved
- SOUTH SHORE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142915 · MA · Approved
- SOUTH SHORE INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 311450 · MA · Approved