Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOLACE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 175319 · CA · Approved
- SOLAMERE CAPITAL, LLCRegistered Investment Advisers · CRD # 156902 · MA · Approved
- SOLANO WEALTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 322037 · CA · Approved
- SOLAS BIOVENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322344 · TN · Approved
- SOLAS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159962 · CT · Approved
- SOLE SOURCE CAPITAL LLCRegistered Investment Advisers · CRD # 290032 · TX · Approved
- SOLEL PARTNERS LPRegistered Investment Advisers · CRD # 305424 · MA · Approved
- SOLEUS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 294459 · CT · Approved
- SOLID POINT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 323093 · Approved
- SOLIDARITY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322596 · UT · Approved
- SOLIDARITY WEALTH, LLCRegistered Investment Advisers · CRD # 315843 · UT · Approved
- SOLIST WEALTH, LLCRegistered Investment Advisers · CRD # 329317 · FL · Approved
- SOLITUDE FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 150348 · VA · Approved
- SOLLINDA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 321742 · FL · Approved
- SOLOMAN HILL I LLCRegistered Investment Advisers · CRD # 282237 · Approved
- SOLOMON API LLCRegistered Investment Advisers · CRD # 159471 · FL · Approved
- SOLOMON HESS SBA MANAGEMENT LLCRegistered Investment Advisers · CRD # 158481 · VA · Approved
- SOLPACIFIC, LLCRegistered Investment Advisers · CRD # 315184 · MN · Approved
- SOLSTEIN CAPITAL, LLCRegistered Investment Advisers · CRD # 157888 · CA · Approved
- SOLTIS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 154690 · UT · Approved
- SOLUM PARTNERS LPRegistered Investment Advisers · CRD # 310213 · MA · Approved
- SOLUS ALTERNATIVE ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 144155 · NJ · Approved
- SOLUTIONS 4 WEALTH, LTDRegistered Investment Advisers · CRD # 143248 · TX · Approved
- SOLYCO CAPITAL LLCRegistered Investment Advisers · CRD # 338113 · MI · Approved
- SOLYCO WEALTH LLCRegistered Investment Advisers · CRD # 314981 · MI · Approved
- SOMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 285419 · Approved
- SOMA EQUITY PARTNERS, LPRegistered Investment Advisers · CRD # 283613 · CA · Approved
- SOMERSET GROUP LLCRegistered Investment Advisers · CRD # 160282 · MN · Approved
- SOMNIO FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 174217 · CT · Approved
- SOMPO ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 286479 · Approved
- SONA ASSET MANAGEMENT (US) LLCRegistered Investment Advisers · CRD # 291738 · NY · Approved
- SONAS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122547 · MO · Approved
- SONATA CAPITAL GROUP INCRegistered Investment Advisers · CRD # 111277 · WA · Approved
- SONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331656 · NY · Approved
- SONEN CAPITAL LLCRegistered Investment Advisers · CRD # 159461 · CA · Approved
- SONIC GP LLCRegistered Investment Advisers · CRD # 322801 · HI · Approved
- SONNET, LLCRegistered Investment Advisers · CRD # 282882 · TX · Approved
- SONOMA ALLOCATIONS LLCRegistered Investment Advisers · CRD # 335435 · CA · Approved
- SONOMA BRANDS PARTNERS II, LLCRegistered Investment Advisers · CRD # 296285 · CA · Approved
- SONOMA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 308547 · CA · Approved
- SONOMA WEST LLCRegistered Investment Advisers · CRD # 138687 · Approved
- SOOTCHY SECURITIES, LLCRegistered Investment Advisers · CRD # 307621 · Approved
- SOPHIS INVESTMENTS LLCRegistered Investment Advisers · CRD # 170391 · NY · Approved
- SOPHRON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 331387 · NJ · Approved
- SORA INVESTORS LLCRegistered Investment Advisers · CRD # 317257 · PA · Approved
- SORENSON IMPACT ADVISORY, LLCRegistered Investment Advisers · CRD # 324124 · UT · Approved
- SOROBAN CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 157360 · NY · Approved
- SORTIS FUND MANAGER, LLCRegistered Investment Advisers · CRD # 315584 · OR · Approved
- SORYN IP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327452 · NJ · Approved
- SOUDERS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296780 · OH · Approved