Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SMA CAPITAL LLCRegistered Investment Advisers · CRD # 335168 · NY · Approved
- SMALL ENTERPRISE ASSISTANCE FUNDSRegistered Investment Advisers · CRD # 161539 · DC · Approved
- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288663 · NJ · Approved
- SMART MONEY GROUP, LLCRegistered Investment Advisers · CRD # 284187 · TX · Approved
- SMART PORTFOLIOS, LLCRegistered Investment Advisers · CRD # 131342 · WA · Approved
- SMART WEALTH, LLCRegistered Investment Advisers · CRD # 315496 · NE · Approved
- SMARTADVISOR LLCRegistered Investment Advisers · CRD # 319690 · CA · Approved
- SMARTASSET ADVISORS LLCRegistered Investment Advisers · CRD # 307375 · NY · Approved
- SMARTHARVEST PORTFOLIOS LLCRegistered Investment Advisers · CRD # 334260 · Approved
- SMARTLEAF ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 172273 · MA · Approved
- SMARTPATH ADVISORS, LLCRegistered Investment Advisers · CRD # 304563 · Approved
- SMARTX ADVISORY SOLUTIONS LLCRegistered Investment Advisers · CRD # 297680 · FL · Approved
- SMASH VENTURES MANAGEMENT COMPANY LPRegistered Investment Advisers · CRD # 299799 · CA · Approved
- SMB FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 154216 · OR · Approved
- SMBC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 109691 · NY · Approved
- SMEAD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 143567 · AZ · Approved
- SMEDLEY FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110870 · UT · Approved
- SMH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 108344 · TX · Approved
- SMI ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 137872 · IN · Approved
- SMITH & CO ADVISORY LLCRegistered Investment Advisers · CRD # 333042 · TN · Approved
- SMITH & HOWARD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109540 · GA · Approved
- SMITH AFFILIATED CAPITAL CORPRegistered Investment Advisers · CRD # 107675 · NY · Approved
- SMITH ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 127684 · FL · Approved
- SMITH BROTHERS FINANCIAL, LLCRegistered Investment Advisers · CRD # 322951 · CT · Approved
- SMITH BRUER ADVISORS, LLCRegistered Investment Advisers · CRD # 284508 · FL · Approved
- SMITH CAPITAL INVESTORS, LLCRegistered Investment Advisers · CRD # 294402 · CO · Approved
- SMITH FINANCIAL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 154022 · IN · Approved
- SMITH GROUP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313265 · TX · Approved
- SMITH MOORE & CO.Registered Investment Advisers · CRD # 3441 · MO · Approved
- SMITH PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112231 · NC · Approved
- SMITH SHELLNUT WILSON LLCRegistered Investment Advisers · CRD # 106235 · MS · Approved
- SMITH THORNTON ADVISORS, LLCRegistered Investment Advisers · CRD # 312537 · AL · Approved
- SMITH W B & CO INCRegistered Investment Advisers · CRD # 105917 · Approved
- SMITH, BRIAN DAVIDRegistered Investment Advisers · CRD # 121757 · SC · Approved
- SMITH, BROWN & GROOVER, INC.Registered Investment Advisers · CRD # 1329 · GA · Approved
- SMITH, SALLEY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 129614 · NC · Approved
- SMITHBRIDGE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 106261 · PA · Approved
- SMP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162653 · Approved
- SMP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 315300 · Approved
- SNAPDRAGON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 297989 · Approved
- SNIDER RETIREMENT STRATEGIES, INC.Registered Investment Advisers · CRD # 117392 · WA · Approved
- SNOW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131068 · Approved
- SNOW PEAK CAPITAL, LLCRegistered Investment Advisers · CRD # 321648 · CO · Approved
- SNOW PHIPPS GROUP, LLCRegistered Investment Advisers · CRD # 158024 · NY · Approved
- SNOWCAP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146883 · TX · Approved
- SNOWDEN CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 157299 · NY · Approved
- SNOWHAWK LPRegistered Investment Advisers · CRD # 325176 · NY · Approved
- SNOWWATER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 311790 · Approved
- SNYDER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290450 · MD · Approved
- SNYDER CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 108518 · CA · Approved