Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SHOTEN CAPITAL LPRegistered Investment Advisers · CRD # 339620 · TX · Approved
- SHOTWELL RUTTER BAER INCRegistered Investment Advisers · CRD # 122789 · MI · Approved
- SHP WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174697 · MA · Approved
- SHREWSBURY RIVER CAPITAL LPRegistered Investment Advisers · CRD # 289785 · NJ · Approved
- SHRIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332673 · CA · Approved
- SHUFRO, ROSE & CO., LLCRegistered Investment Advisers · CRD # 3403 · NY · Approved
- SHULMAN DEMEO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142897 · NY · Approved
- SHUM FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 285426 · CA · Approved
- SHUSTER ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 170233 · CA · Approved
- SHUTTLEWORTH & COMPANYRegistered Investment Advisers · CRD # 121382 · OH · Approved
- SICART ASSOCIATES, LLCRegistered Investment Advisers · CRD # 285275 · NY · Approved
- SIDDHI CAPITAL, LLCRegistered Investment Advisers · CRD # 314493 · ID · Approved
- SIDEPOCKET INCRegistered Investment Advisers · CRD # 312031 · CA · Approved
- SIDOXIA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145969 · CA · Approved
- SIDUS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160406 · NY · Approved
- SIEBEN WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315368 · Approved
- SIEBERT ADVISORNXT, LLC.Registered Investment Advisers · CRD # 288572 · NY · Approved
- SIENA CAPITAL PARTNERS GP, LLCRegistered Investment Advisers · CRD # 162073 · IL · Approved
- SIERRA CAPITAL LLCRegistered Investment Advisers · CRD # 110129 · FL · Approved
- SIERRA CREST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 300069 · NY · Approved
- SIERRA FINANCIAL ADVISORY INCORPORATEDRegistered Investment Advisers · CRD # 130934 · Approved
- SIERRA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106615 · CA · Approved
- SIERRA INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 110954 · CA · Approved
- SIERRA OCEAN, LLCRegistered Investment Advisers · CRD # 313829 · CA · Approved
- SIERRA PACIFIC PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 131738 · CA · Approved
- SIERRA SUMMIT ADVISORS LLCRegistered Investment Advisers · CRD # 328151 · Approved
- SIGFIG WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 158823 · CA · Approved
- SIGHTLINE PARTNERS LLCRegistered Investment Advisers · CRD # 162629 · MN · Approved
- SIGHTLINE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 176520 · CT · Approved
- SIGMA INVESTMENT COUNSELORS, INC.Registered Investment Advisers · CRD # 104754 · MI · Approved
- SIGMA PLANNING CORPORATIONRegistered Investment Advisers · CRD # 110692 · MI · Approved
- SIGNAL ADVISORS WEALTH, LLCRegistered Investment Advisers · CRD # 301086 · MI · Approved
- SIGNAL RIDGE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 167576 · MA · Approved
- SIGNAL SECURITIES, INC.Registered Investment Advisers · CRD # 15916 · TX · Approved
- SIGNAL TREE FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 311871 · OH · Approved
- SIGNALFIRE MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 194512 · CA · Approved
- SIGNATURE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 327455 · OH · Approved
- SIGNATURE ESTATE & INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 108163 · CA · Approved
- SIGNATURE FINANCIAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106375 · VA · Approved
- SIGNATURE FINANCIAL SERVICES, LTDRegistered Investment Advisers · CRD # 123729 · IL · Approved
- SIGNATURE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 160715 · CA · Approved
- SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144069 · CA · Approved
- SIGNATURE WEALTH MANAGEMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 298315 · NJ · Approved
- SIGNATUREFD, LLCRegistered Investment Advisers · CRD # 112758 · GA · Approved
- SIGNET FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 105310 · NJ · Approved
- SIGNET INVESTMENT ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 123910 · RI · Approved
- SIGNET PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 290029 · IL · Approved
- SIGNIFICANCE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331940 · WI · Approved
- SIGNIFICANT WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 293060 · IL · Approved
- SIGNIFY WEALTH LLCRegistered Investment Advisers · CRD # 160094 · MO · Approved