Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SEQUEL HOLDINGS, L.P.Registered Investment Advisers · CRD # 170237 · TX · Approved
- SEQUENT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148194 · TX · Approved
- SEQUENT PLANNING, LLCRegistered Investment Advisers · CRD # 160381 · NE · Approved
- SEQUENTIS CAPITAL LLCRegistered Investment Advisers · CRD # 298533 · MA · Approved
- SEQUINOX WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335246 · PA · Approved
- SEQUOIA CAPITAL OPERATIONS, LLCRegistered Investment Advisers · CRD # 157373 · CA · Approved
- SEQUOIA FINANCIAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 117756 · OH · Approved
- SEQUOIA PLANNING & INVESTMENTS LLCRegistered Investment Advisers · CRD # 109519 · Approved
- SEQUOIA SWISS FINANCIAL ADVISORS AGRegistered Investment Advisers · CRD # 158031 · Approved
- SEQUOIA WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 311268 · Approved
- SEQUOIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170543 · IL · Approved
- SER CAPITAL PARTNERS MANAGEMENT, LPRegistered Investment Advisers · CRD # 307713 · CA · Approved
- SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 120896 · MD · Approved
- SERAPH CAPITAL ASSOCIATES, LLCRegistered Investment Advisers · CRD # 165754 · OK · Approved
- SERAPHIM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170976 · Approved
- SERENGETI ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 156366 · FL · Approved
- SERENITY CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 332396 · NY · Approved
- SERENITY INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 307924 · IL · Approved
- SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 160292 · CA · Approved
- SERENUS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 332034 · CA · Approved
- SERONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338114 · NY · Approved
- SERONE CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 174288 · Approved
- SEROS FINANCIAL, LLCRegistered Investment Advisers · CRD # 166808 · AZ · Approved
- SERVANT FINANCIAL, LTD.Registered Investment Advisers · CRD # 135183 · Approved
- SERVATUS CAPITAL, LLCRegistered Investment Advisers · CRD # 311428 · FL · Approved
- SERVE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 284027 · TX · Approved
- SERVO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 159367 · OK · Approved
- SESSA CAPITAL IM, L.P.Registered Investment Advisers · CRD # 166403 · NY · Approved
- SESTANTE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335152 · CA · Approved
- SETARCOS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 157930 · PA · Approved
- SETCHFIELD ASSOCIATES LLCRegistered Investment Advisers · CRD # 113289 · FL · Approved
- SETPOINT MANAGEMENT LLCRegistered Investment Advisers · CRD # 328702 · NY · Approved
- SETTIAN CAPITAL LPRegistered Investment Advisers · CRD # 297691 · FL · Approved
- SEVEN BRIDGES ADVISORS LLCRegistered Investment Advisers · CRD # 158722 · NY · Approved
- SEVEN CANYONS ADVISORS, LLCRegistered Investment Advisers · CRD # 290334 · UT · Approved
- SEVEN FLEET CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 335203 · Approved
- SEVEN GRAND MANAGERS LLCRegistered Investment Advisers · CRD # 310026 · NY · Approved
- SEVEN HILLS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 175280 · OH · Approved
- SEVEN HILLS CAPITAL CORP.Registered Investment Advisers · CRD # 338305 · Approved
- SEVEN HILLS FINANCIAL, LLCRegistered Investment Advisers · CRD # 143190 · FL · Approved
- SEVEN MILE ADVISORY LLCRegistered Investment Advisers · CRD # 324114 · FL · Approved
- SEVEN POST INVESTMENT OFFICE LPRegistered Investment Advisers · CRD # 157435 · CA · Approved
- SEVEN SIX CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299257 · NY · Approved
- SEVEN SPRINGS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 127411 · TN · Approved
- SEVENBRIDGE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 281037 · PA · Approved
- SEVENONESEVEN CAPITAL MANAGEMENT, LTDRegistered Investment Advisers · CRD # 305092 · PA · Approved
- SEVENTWO LLCRegistered Investment Advisers · CRD # 328900 · CO · Approved
- SEVERIN INVESTMENTS LLCRegistered Investment Advisers · CRD # 166567 · MO · Approved
- SEYMOUR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 291768 · NY · Approved
- SF ADVISERS, LLCRegistered Investment Advisers · CRD # 316518 · MA · Approved