Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- RM MANAGER, LLCExempt Reporting Advisers · CRD # 186512 · FL · ERA - Active
- ROACH CAPITAL, LLCExempt Reporting Advisers · CRD # 316065 · ERA - Active
- ROAN HFH, LPExempt Reporting Advisers · CRD # 336443 · NC · ERA - Active
- ROARING BLUE LION CAPITAL MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 137355 · TX · ERA - Active
- ROARING BROOK HOLDINGS LLCExempt Reporting Advisers · CRD # 333337 · NY · ERA - Active
- ROBERTS CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 226548 · CO · ERA - Active
- ROBIN MARKETS INCExempt Reporting Advisers · CRD # 338821 · CO · ERA - Active
- ROBOCAP ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 325028 · ERA - Active
- ROBOHACK MANAGER, LLCExempt Reporting Advisers · CRD # 334254 · CA · ERA - Active
- ROBOT VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324017 · ERA - Active
- ROC CAPITAL PTY LIMITEDExempt Reporting Advisers · CRD # 298264 · ERA - Active
- ROC PARTNERS (HK) LIMITEDExempt Reporting Advisers · CRD # 298250 · ERA - Active
- ROCANA-SEMILLERO ADVISORS PR LLCExempt Reporting Advisers · CRD # 331188 · PR · ERA - Active
- ROCANA-SEMILLERO ADVISORS US LLCExempt Reporting Advisers · CRD # 331227 · FL · ERA - Active
- ROCK RIVER CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 306103 · WI · ERA - Active
- ROCKEFELLER FOUNDATION IMPACT INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 304102 · NY · ERA - Active
- ROCKETSHIP.VC, LLCExempt Reporting Advisers · CRD # 301994 · CA · ERA - Active
- ROCKFENCE INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 305981 · MA · ERA - Active
- ROCKFORD PARTNERSExempt Reporting Advisers · CRD # 339746 · CO · ERA - Active
- ROCKHAMPTON MANAGEMENTExempt Reporting Advisers · CRD # 164505 · ERA - Active
- ROCKHAMPTON MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318923 · ERA - Active
- ROCKIES VENTURE ADVISER, LLC.Exempt Reporting Advisers · CRD # 284956 · CO · ERA - Active
- ROCKSTART MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 329750 · ERA - Active
- ROD CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283497 · ERA - Active
- ROE INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335038 · FL · ERA - Active
- ROGERS INVESTMENT ADVISORS K.K.Exempt Reporting Advisers · CRD # 162896 · ERA - Active
- ROGUE FUNDS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343760 · NC · ERA - Active
- ROGUE INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333265 · ERA - Active
- ROHA GROUP INC.Exempt Reporting Advisers · CRD # 305119 · NY · ERA - Active
- ROHATI PRIVATE MANAGEMENT LLCExempt Reporting Advisers · CRD # 335605 · ERA - Active
- ROLAND CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318563 · ERA - Active
- ROLLINS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167572 · TX · ERA - Active
- ROMSPEN INVESTMENT LPExempt Reporting Advisers · CRD # 306131 · ERA - Active
- ROMULUS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 168442 · MA · ERA - Active
- RONDINE CAPITAL LLPExempt Reporting Advisers · CRD # 290566 · ERA - Active
- RONIT CAPITAL LLPExempt Reporting Advisers · CRD # 168055 · ERA - Active
- ROO CAPITAL MANAGEMENT I, LLCExempt Reporting Advisers · CRD # 329892 · FL · ERA - Active
- ROOSTER EQUITY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340212 · TX · ERA - Active
- ROOT VENTURES MANAGER, LLCExempt Reporting Advisers · CRD # 175079 · CA · ERA - Active
- ROSEMONT EQUITY INVESTMENT FUND GP LLCExempt Reporting Advisers · CRD # 327298 · NY · ERA - Active
- ROSENTHAL | HENRY CAPITAL ADVISORS, INC.Exempt Reporting Advisers · CRD # 158537 · IN · ERA - Active
- ROSEROCK CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 305355 · TX · ERA - Active
- ROSETTA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 168176 · ERA - Active
- ROSS CREEK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163820 · CA · ERA - Active
- ROSSER CAPITAL PARTNERS MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 172645 · CT · ERA - Active
- ROSTEN CAPITAL INVESTMENTS LLCExempt Reporting Advisers · CRD # 339888 · NV · ERA - Active
- ROTHENBERG VENTURES LLCExempt Reporting Advisers · CRD # 169646 · ERA - Active
- ROTHGUARD LLCExempt Reporting Advisers · CRD # 343918 · FL · ERA - Active
- ROTHSCHILD & CO INVESTMENT MANAGERS (FKA PO PARTICIPATIONS)Exempt Reporting Advisers · CRD # 175510 · ERA - Active
- ROTR MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 291187 · DC · ERA - Active