Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ROCKEFELLER FINANCIAL LLCRegistered Investment Advisers · CRD # 291361 · NY · Approved
- ROCKEFELLER FOUNDATION IMPACT INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 304102 · NY · ERA - Active
- ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 342499 · NY · Approved
- ROCKLINE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 324004 · NY · Approved
- ROCKWOOD CAPITAL, LLCRegistered Investment Advisers · CRD # 156663 · NY · Approved
- ROHA GROUP INC.Exempt Reporting Advisers · CRD # 305119 · NY · ERA - Active
- ROKOS CAPITAL MANAGEMENT (US) LPRegistered Investment Advisers · CRD # 306046 · NY · Approved
- ROMARK CREDIT ADVISORS LPRegistered Investment Advisers · CRD # 298909 · NY · Approved
- RONIN EQUITY PARTNERS LLCRegistered Investment Advisers · CRD # 310679 · NY · Approved
- ROOM40 CAPITAL LLCRegistered Investment Advisers · CRD # 322436 · NY · Approved
- ROOSEVELT MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 161605 · NY · Approved
- ROSCI LAMB, LLCRegistered Investment Advisers · CRD # 337278 · NY · Approved
- ROSCOMMON ANALYTICS LLCRegistered Investment Advisers · CRD # 332346 · NY · Approved
- ROSE SMART GROWTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 161271 · NY · Approved
- ROSECLIFF CAPITAL ADVISORY LLCRegistered Investment Advisers · CRD # 305951 · NY · Approved
- ROSECLIFF VENTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300188 · NY · Approved
- ROSEMONT EQUITY INVESTMENT FUND GP LLCExempt Reporting Advisers · CRD # 327298 · NY · ERA - Active
- ROSENBAUM, LANNY, KEVINRegistered Investment Advisers · CRD # 144985 · NY · Approved
- ROTHSCHILD CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 161688 · NY · Approved
- ROUND2 INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 326807 · NY · Approved
- ROUNDHILL FINANCIAL INC.Registered Investment Advisers · CRD # 300799 · NY · Approved
- ROYALTY PHARMA MANAGER, LLCRegistered Investment Advisers · CRD # 334982 · NY · Approved
- ROYALTY PHARMA SUB-MANAGER, LLCRegistered Investment Advisers · CRD # 335070 · NY · Approved
- ROYCE & ASSOCIATES, LPRegistered Investment Advisers · CRD # 107689 · NY · Approved
- ROZARIO GLOBAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 340320 · NY · ERA - Active
- RP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161569 · NY · Approved
- RPM CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 160913 · NY · Approved
- RRE ADVISORS, LLCExempt Reporting Advisers · CRD # 163937 · NY · ERA - Active
- RS ADVISORY GROUP, LLCExempt Reporting Advisers · CRD # 319533 · NY · ERA - Active
- RS PETRELL & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 143462 · NY · Approved
- RSV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297656 · NY · ERA - Active
- RTP GLOBAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 314073 · NY · ERA - Active
- RTW INVESTMENTS LPRegistered Investment Advisers · CRD # 153232 · NY · Approved
- RUANE, CUNNIFF & GOLDFARB L.P.Registered Investment Advisers · CRD # 285971 · NY · Approved
- RUBICON ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 300604 · NY · ERA - Active
- RUBRIC CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 285090 · NY · Approved
- RUDIUS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 305465 · NY · Approved
- RUSH ISLAND MANAGEMENT, LPRegistered Investment Advisers · CRD # 291275 · NY · Approved
- RUSHMONT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 333041 · NY · Approved
- RXR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 158268 · NY · Approved
- RYO GLOBAL MARKETS LIMITEDExempt Reporting Advisers · CRD # 338021 · NY · ERA - Active