Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PACK PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 310523 · MN · Approved
- PALADIN CAPITAL, LLCRegistered Investment Advisers · CRD # 288037 · MN · Approved
- PALADIN WEALTH, LLCRegistered Investment Advisers · CRD # 288387 · MN · Approved
- PALISADE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136089 · MN · Approved
- PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110372 · MN · Approved
- PARALIGN CAPITAL INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 327873 · MN · ERA - Active
- PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 330050 · MN · Approved
- PATHFINDER 360 MANAGEMENTCO, LLCRegistered Investment Advisers · CRD # 319211 · MN · Approved
- PEAK FINANCIAL CONSULTING, INC.Registered Investment Advisers · CRD # 291860 · MN · Approved
- PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 119436 · MN · Approved
- PEREGRINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110052 · MN · Approved
- PERKINS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105028 · MN · Approved
- PETROS FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 324059 · MN · Approved
- PHILLIP JAMES CONSULTING CO.Registered Investment Advisers · CRD # 168228 · MN · Approved
- PINE RIVER CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 133720 · MN · Approved
- PIPER HEARTLAND HEALTHCARE CAPITAL, LLCRegistered Investment Advisers · CRD # 310044 · MN · Approved
- PIPER SANDLER & CO.Registered Investment Advisers · CRD # 665 · MN · Approved
- PITZL FINANCIAL, LLCRegistered Investment Advisers · CRD # 171441 · MN · Approved
- PROTERRA INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 282051 · MN · Approved
- PSC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 165620 · MN · Approved
- PSC FINANCIAL LLCRegistered Investment Advisers · CRD # 172054 · MN · Approved
- PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 117962 · MN · Approved