Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PEAK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 115207 · CO · Approved
- PEAK FINANCIAL CONSULTING, INC.Registered Investment Advisers · CRD # 291860 · MN · Approved
- PEAK FINANCIAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110559 · MA · Approved
- PEAK FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 281223 · CO · Approved
- PEAK FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 317288 · CA · Approved
- PEAK INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 113967 · CO · Approved
- PEAK PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 289891 · CO · Approved
- PEAK RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 317592 · OH · Approved
- PEAK ROCK CAPITAL LLCRegistered Investment Advisers · CRD # 165138 · TX · Approved
- PEAK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332411 · NY · Approved
- PEAK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281036 · NH · Approved
- PEAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166944 · MI · Approved
- PEAK WEALTH SOLUTIONS, INC.Registered Investment Advisers · CRD # 127391 · OH · Approved
- PEAK XV PARTNERS OPERATIONS LLCRegistered Investment Advisers · CRD # 305299 · Approved
- PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C.Registered Investment Advisers · CRD # 281131 · PA · Approved
- PEAKLINE PARTNERS, LLCRegistered Investment Advisers · CRD # 306449 · IL · Approved
- PEAKSHARES LLCRegistered Investment Advisers · CRD # 329193 · FL · Approved
- PEAKVALLEY WEALTH, LLCRegistered Investment Advisers · CRD # 165542 · VA · Approved
- PEAKVIEW MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305663 · CA · Approved
- PEAPOD LANE CAPITAL LLCRegistered Investment Advisers · CRD # 159963 · NY · Approved
- PEAR TREE ADVISORS, INC.Registered Investment Advisers · CRD # 104576 · MA · Approved
- PEARL DIVER CAPITAL LLPRegistered Investment Advisers · CRD # 283834 · Approved
- PEARL LANE ADVISORS, LLCRegistered Investment Advisers · CRD # 172681 · NY · Approved
- PEARL PLANNING, LLCRegistered Investment Advisers · CRD # 336568 · MI · Approved
- PEARL WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 326283 · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 296811 · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 299508 · OR · Approved
- PEARLSTONE ALTERNATIVE (UK) LLPRegistered Investment Advisers · CRD # 324441 · Approved
- PEARSON AND ASSOCIATES, LLCRegistered Investment Advisers · CRD # 130143 · MA · Approved
- PEARSON CREEK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160354 · IL · Approved
- PEAVINE CAPITAL, LLCRegistered Investment Advisers · CRD # 159922 · Approved
- PEB CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 315241 · OH · Approved
- PEBBLE VALLEY HOLDINGS, INCRegistered Investment Advisers · CRD # 145664 · IL · Approved
- PECAUT & CO.Registered Investment Advisers · CRD # 2997 · IA · Approved
- PECK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157407 · Approved
- PECONIC ASSET PLANNING, INC.Registered Investment Advisers · CRD # 310121 · NY · Approved
- PECONIC PARTNERS LLCRegistered Investment Advisers · CRD # 108857 · NY · Approved
- PEDDOCK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 148216 · MA · Approved
- PEERLESS WEALTH LLCRegistered Investment Advisers · CRD # 305807 · OH · Approved
- PEGASUS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 104766 · NJ · Approved
- PEGASUS CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 157094 · CT · Approved
- PEGASUS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 145127 · VA · Approved
- PEGASUS GROUP, LLCRegistered Investment Advisers · CRD # 113499 · NJ · Approved
- PEGASUS TECH VENTURES, INC.Registered Investment Advisers · CRD # 164588 · CA · Approved
- PEIRCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142654 · TX · Approved
- PEIRCE PARK GROUP INC.Registered Investment Advisers · CRD # 118655 · PA · Approved
- PEKIN HARDY STRAUSS, INC.Registered Investment Advisers · CRD # 107310 · IL · Approved
- PELICAN ADVISORY LLCRegistered Investment Advisers · CRD # 330658 · LA · Approved
- PELICAN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338285 · Approved
- PELICAN INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 313227 · LA · Approved