Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PIVOT INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 322708 · NY · ERA - Active
- PIVOTAL ADVISORS LLCRegistered Investment Advisers · CRD # 310612 · NY · Approved
- PKS ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 125648 · NY · Approved
- PLACEHOLDER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292362 · NY · Approved
- PLANETEER CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325008 · NY · ERA - Active
- PLATFORM TECHNOLOGY PARTNERS LLCRegistered Investment Advisers · CRD # 305602 · NY · Approved
- PLETTENBERG CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342946 · NY · Approved
- PLH FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 339235 · NY · Approved
- PLUIT CAPITAL SERVICES, LLCExempt Reporting Advisers · CRD # 342296 · NY · ERA - Active
- PLUM ALLEY MANAGEMENT LLCExempt Reporting Advisers · CRD # 299651 · NY · ERA - Active
- PMC WEALTH, LLCRegistered Investment Advisers · CRD # 332215 · NY · 120-Day Approval
- POINT B PLANNING, LLCRegistered Investment Advisers · CRD # 172961 · NY · Approved
- POINT WINDWARD ADVISORS, INC.Registered Investment Advisers · CRD # 110457 · NY · Approved
- POINTSTATE CAPITAL LPRegistered Investment Advisers · CRD # 161110 · NY · Approved
- POLUS CAPITAL MANAGEMENT (US) INC.Registered Investment Advisers · CRD # 323283 · NY · Approved
- POLYINVEST GROUP LLCExempt Reporting Advisers · CRD # 341261 · NY · ERA - Active
- POLYMER CAPITAL MANAGEMENT (US), LLCRegistered Investment Advisers · CRD # 316277 · NY · Approved
- POMONA MANAGEMENT LLCRegistered Investment Advisers · CRD # 148269 · NY · Approved
- PORT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330252 · NY · Approved
- PORTRAIT CAPITAL, LLCExempt Reporting Advisers · CRD # 323722 · NY · ERA - Active
- POST CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161892 · NY · Approved
- POST RESCH TALLON GROUP, INC.Registered Investment Advisers · CRD # 156302 · NY · Approved
- POWER INNOVATION PARTNERS, L.P.Registered Investment Advisers · CRD # 312100 · NY · Approved
- PPC ENTERPRISES LLCRegistered Investment Advisers · CRD # 165075 · NY · Approved
- PPSGRP LLCRegistered Investment Advisers · CRD # 340003 · NY · Approved
- PRAESIDIUM INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 137980 · NY · Approved
- PRANA REAL ESTATE FINANCE LLCExempt Reporting Advisers · CRD # 165365 · NY · ERA - Active
- PRATO CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 289917 · NY · Approved
- PRELUDE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158105 · NY · Approved
- PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 293249 · NY · Approved
- PREMIER WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 120358 · NY · Approved
- PRENTICE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 160052 · NY · Approved
- PRETIUM CREDIT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154057 · NY · Approved
- PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171026 · NY · Approved
- PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCRegistered Investment Advisers · CRD # 304443 · NY · Approved
- PRICAP ADVISORS LLCRegistered Investment Advisers · CRD # 159614 · NY · Approved
- PRIMARY VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161884 · NY · ERA - Active
- PRIMARY WAVE IP INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 288266 · NY · Approved
- PRIME RADIANT MANAGEMENT LLCExempt Reporting Advisers · CRD # 343706 · NY · ERA - Active
- PRIMETIME PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 310695 · NY · ERA - Active
- PRINCETON VALUE PARTNERS LLCRegistered Investment Advisers · CRD # 313153 · NY · Approved
- PRIVACORE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 330893 · NY · Approved
- PRIVATE CLIENT ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 147052 · NY · Approved
- PRIVATE EQUITY INVESTORS, INCRegistered Investment Advisers · CRD # 160559 · NY · Approved
- PROCAPITA PARTNERS, LLCRegistered Investment Advisers · CRD # 300292 · NY · Approved
- PROFESSIONAL FINANCIAL STRATEGIES, INCRegistered Investment Advisers · CRD # 125580 · NY · Approved
- PROSPECT FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 314154 · NY · Approved
- PROSPECT RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 299594 · NY · Approved
- PROSPECT STREET HOLDINGS, LLCExempt Reporting Advisers · CRD # 332072 · NY · ERA - Active
- PROSPERITY ADVISORS LLCExempt Reporting Advisers · CRD # 331280 · NY · ERA - Active