Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PROSPERITY ADVISERS, LLCRegistered Investment Advisers · CRD # 282998 · PA · Approved
- PROSPERITY ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 310720 · NY · Approved
- PROSPERITY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 339321 · CA · Approved
- PROSPERITY PLANNING, INC.Registered Investment Advisers · CRD # 298268 · MO · Approved
- PROSPERITY ROAD, LLCRegistered Investment Advisers · CRD # 281894 · CA · Approved
- PROSPERITY WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315163 · CA · Approved
- PROSPERO WEALTH, LLCRegistered Investment Advisers · CRD # 289966 · Approved
- PROSPETTIVA FINANCIAL LLCRegistered Investment Advisers · CRD # 148760 · CA · Approved
- PROSSER CREEK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 318883 · CA · Approved
- PROSSIMO ADVISORS LLCRegistered Investment Advisers · CRD # 289347 · CA · Approved
- PROSTAR CAPITAL (US) LLCRegistered Investment Advisers · CRD # 166523 · CT · Approved
- PROSTATIS GROUP LLCRegistered Investment Advisers · CRD # 132662 · MD · Approved
- PROTA FINANCIAL, LLCRegistered Investment Advisers · CRD # 283776 · TX · Approved
- PROTERRA INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 282051 · MN · Approved
- PROTEUS, LLCRegistered Investment Advisers · CRD # 164085 · IN · Approved
- PROTIUM CAPITAL LIMITEDRegistered Investment Advisers · CRD # 335585 · Approved
- PROTOCOL VC LLCRegistered Investment Advisers · CRD # 332272 · Approved
- PROTOCOL WEALTH, LLCRegistered Investment Advisers · CRD # 335298 · CO · Approved
- PROVENANCE MANAGEMENT CO., LPRegistered Investment Advisers · CRD # 307347 · CA · Approved
- PROVENANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 126529 · FL · Approved
- PROVENIO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 333009 · CA · Approved
- PROVENTUS AG VERMÖGENSVERWALTUNGRegistered Investment Advisers · CRD # 167142 · Approved
- PROVIDENCE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 174631 · NC · Approved
- PROVIDENCE EQUITY PARTNERS L.L.C.Registered Investment Advisers · CRD # 155678 · RI · Approved
- PROVIDENCE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 124839 · KS · Approved
- PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INCRegistered Investment Advisers · CRD # 141988 · CA · Approved
- PROVIDENCE LEGACY ADVISORS LLCRegistered Investment Advisers · CRD # 336846 · Approved
- PROVIDENCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 153646 · IL · Approved
- PROVIDENCE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 144902 · TN · Approved
- PROVIDENT FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 291830 · TX · Approved
- PROVIDENT INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 106976 · MI · Approved
- PROVIDENT LIVING FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 282665 · UT · Approved
- PROVIDENT TRUST COMPANYRegistered Investment Advisers · CRD # 110118 · WI · Approved
- PROVIDENT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130417 · TN · Approved
- PROVIDER FINANCIAL, INC.Registered Investment Advisers · CRD # 168964 · IN · Approved
- PROVISE MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 105375 · FL · Approved
- PROVISION ASSET, LLCRegistered Investment Advisers · CRD # 282183 · Approved
- PROWELL FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281762 · PA · Approved
- PROXY WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 298080 · FL · Approved
- PROXYVOTE PLUS, LLCRegistered Investment Advisers · CRD # 122222 · Approved
- PRP REAL ASSETS ADVISORS, LLCRegistered Investment Advisers · CRD # 338178 · DC · Approved
- PRUCO SECURITIES, LLCRegistered Investment Advisers · CRD # 5685 · NJ · Approved
- PRUDENT INVESTOR ADVISORS, LLCRegistered Investment Advisers · CRD # 121922 · CA · Approved
- PRUDENT INVESTORS NETWORK, INC.Registered Investment Advisers · CRD # 127284 · CA · Approved
- PRUDENT MAN ADVISORS, LLCRegistered Investment Advisers · CRD # 301973 · IL · Approved
- PRUDENT MAN INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 104574 · CO · Approved
- PRUDENT MANAGEMENT ASSOCIATESRegistered Investment Advisers · CRD # 16691 · PA · Approved
- PRUDENTIAL SELECT STRATEGIES LLCRegistered Investment Advisers · CRD # 286153 · NJ · Approved
- PRUFID FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 121897 · Approved
- PRUNEYARD FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 117378 · CA · Approved