Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PROJECT LEVEL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 335704 · IL · Approved
- PROMANAGE, LLCRegistered Investment Advisers · CRD # 133357 · IL · Approved
- PROMETHEAN INVESTMENTS LLPRegistered Investment Advisers · CRD # 301383 · Approved
- PROMETHEUS CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 121982 · PA · Approved
- PROMETHEUS WEALTH MANAGEMENT SAMRegistered Investment Advisers · CRD # 332503 · Approved
- PROMETHIUM ADVISORS, LLCRegistered Investment Advisers · CRD # 329565 · MD · Approved
- PROMETHOS CAPITAL, LLCRegistered Investment Advisers · CRD # 300915 · MA · Approved
- PROMONTORY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 153666 · UT · Approved
- PROMUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157484 · TX · Approved
- PROMUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165478 · IL · Approved
- PRONVEST, LLC DBA FUTURE CAPITALRegistered Investment Advisers · CRD # 119081 · TN · Approved
- PROPEL BIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322858 · CA · Approved
- PROPEL VENTURE PARTNERS MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 283261 · CA · Approved
- PROPHET CAPITAL ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 150683 · TX · Approved
- PROPHET EQUITY MANAGEMENT II LLCRegistered Investment Advisers · CRD # 170614 · TX · Approved
- PROPHET EQUITY MANAGEMENT LLCRegistered Investment Advisers · CRD # 163214 · TX · Approved
- PROPRIETARY CAPITAL, LLCRegistered Investment Advisers · CRD # 125139 · CO · Approved
- PROPRIUM CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 165441 · CT · Approved
- PROSHARE ADVISORS LLCRegistered Investment Advisers · CRD # 134155 · MD · Approved
- PROSHARE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 342578 · MD · Approved
- PROSIGHT MANAGEMENT, LPRegistered Investment Advisers · CRD # 148791 · TX · Approved
- PROSPECT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119531 · CA · Approved
- PROSPECT CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 131018 · FL · Approved
- PROSPECT CREDIT REIT ADVISOR, LLCRegistered Investment Advisers · CRD # 331345 · FL · Approved
- PROSPECT ENHANCED YIELD MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335748 · FL · Approved
- PROSPECT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 133953 · Approved
- PROSPECT FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 314154 · NY · Approved
- PROSPECT HILL GROWTH PARTNERS, L.P.Registered Investment Advisers · CRD # 171462 · MA · Approved
- PROSPECT HILL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134080 · Approved
- PROSPECT PARTNERS ADVISORS LLCRegistered Investment Advisers · CRD # 317720 · IL · Approved
- PROSPECT RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 299594 · NY · Approved
- PROSPER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 333708 · AZ · Approved
- PROSPER WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 311144 · UT · Approved
- PROSPERA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330390 · Approved
- PROSPERA FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 10740 · TX · Approved
- PROSPERA FUNDS, INC.Registered Investment Advisers · CRD # 331765 · SC · Approved
- PROSPERITAS FINANCIAL, LLCRegistered Investment Advisers · CRD # 315768 · CA · Approved
- PROSPERITY ADVISERS, LLCRegistered Investment Advisers · CRD # 282998 · PA · Approved
- PROSPERITY ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 310720 · NY · Approved
- PROSPERITY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 339321 · CA · Approved
- PROSPERITY PLANNING, INC.Registered Investment Advisers · CRD # 298268 · MO · Approved
- PROSPERITY ROAD, LLCRegistered Investment Advisers · CRD # 281894 · CA · Approved
- PROSPERITY WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315163 · CA · Approved
- PROSPERO WEALTH, LLCRegistered Investment Advisers · CRD # 289966 · Approved
- PROSPETTIVA FINANCIAL LLCRegistered Investment Advisers · CRD # 148760 · CA · Approved
- PROSSER CREEK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 318883 · CA · Approved
- PROSSIMO ADVISORS LLCRegistered Investment Advisers · CRD # 289347 · CA · Approved
- PROSTAR CAPITAL (US) LLCRegistered Investment Advisers · CRD # 166523 · CT · Approved
- PROSTATIS GROUP LLCRegistered Investment Advisers · CRD # 132662 · MD · Approved
- PROTA FINANCIAL, LLCRegistered Investment Advisers · CRD # 283776 · TX · Approved