Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PRIVATE CLIENT SERVICES, LLCRegistered Investment Advisers · CRD # 120222 · KY · Approved
- PRIVATE COUNSEL GROUP, LTD.Registered Investment Advisers · CRD # 300083 · IN · Approved
- PRIVATE EQUITY INVESTORS, INCRegistered Investment Advisers · CRD # 160559 · NY · Approved
- PRIVATE FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 313167 · Approved
- PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.Registered Investment Advisers · CRD # 146928 · Approved
- PRIVATE INVESTOR CLUB LLCRegistered Investment Advisers · CRD # 307512 · Approved
- PRIVATE LANE CAPITAL, LLCRegistered Investment Advisers · CRD # 124999 · Approved
- PRIVATE MANAGEMENT GROUP INCRegistered Investment Advisers · CRD # 104707 · CA · Approved
- PRIVATE PORTFOLIOS, INC.Registered Investment Advisers · CRD # 111905 · CA · Approved
- PRIVATE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 141971 · CA · Approved
- PRIVATE WEALTH ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315819 · NE · Approved
- PRIVATE WEALTH CONSULTING, LLCRegistered Investment Advisers · CRD # 336590 · Approved
- PRIVATE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 128560 · FL · Approved
- PRIVATE WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 166539 · NJ · Approved
- PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 137770 · Approved
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCRegistered Investment Advisers · CRD # 149889 · NC · Approved
- PRIVATE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 120823 · TN · Approved
- PRIVATE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 133802 · CA · Approved
- PRIVATE WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 289437 · CA · Approved
- PROACTIVE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 297791 · KS · Approved
- PROACTIVE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 318872 · GA · Approved
- PROALTUS USA INC.Registered Investment Advisers · CRD # 310955 · FL · Approved
- PROATHLETE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 317372 · FL · Approved
- PROBITY ADVISORS, INC.Registered Investment Advisers · CRD # 121849 · TX · Approved
- PROCAPITA PARTNERS, LLCRegistered Investment Advisers · CRD # 300292 · NY · Approved
- PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155306 · Approved
- PROCORE ADVISORS, LLCRegistered Investment Advisers · CRD # 289037 · CA · Approved
- PROCOURSE FIDUCIARY ADVISORS, LLCRegistered Investment Advisers · CRD # 164328 · IN · Approved
- PROCTOR FINANCIAL, INC.Registered Investment Advisers · CRD # 122021 · MA · Approved
- PROCUREAM LLCRegistered Investment Advisers · CRD # 297134 · Approved
- PROCYON ADVISORS, LLCRegistered Investment Advisers · CRD # 288239 · CT · Approved
- PRODIGY ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 106457 · NE · Approved
- PROEM ADVISORS LLCRegistered Investment Advisers · CRD # 300404 · TX · Approved
- PROFESSIONAL ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 105397 · FL · Approved
- PROFESSIONAL FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 107289 · PA · Approved
- PROFESSIONAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 173719 · NE · Approved
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 118117 · MT · Approved
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 154016 · WI · Approved
- PROFESSIONAL FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 114957 · VA · Approved
- PROFESSIONAL FINANCIAL STRATEGIES, INCRegistered Investment Advisers · CRD # 125580 · NY · Approved
- PROFESSIONAL TRADING SERVICES BROKERAGE, LLCRegistered Investment Advisers · CRD # 119307 · NJ · Approved
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 150266 · NC · Approved
- PROFFITT & GOODSON INC.Registered Investment Advisers · CRD # 105278 · TN · Approved
- PROFICIENT WEALTH COUNSELORS, LLCRegistered Investment Advisers · CRD # 152640 · MA · Approved
- PROFICIO CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 269931 · MA · Approved
- PROFITS PLUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118294 · ID · Approved
- PROFOCUS, INCORPORATEDRegistered Investment Advisers · CRD # 113954 · AZ · Approved
- PROFUND ADVISORS LLCRegistered Investment Advisers · CRD # 109585 · MD · Approved
- PROFUSION FINANCIAL, INC.Registered Investment Advisers · CRD # 167003 · MO · Approved
- PROGRESSIVE INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 107777 · OR · Approved