Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PRIDEROCK FUND MANAGEMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 297635 · FL · Approved
- PRIEN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296462 · NM · Approved
- PRIMARK ADVISORS, LLCRegistered Investment Advisers · CRD # 309653 · CO · Approved
- PRIMARY OPERATIONS INCRegistered Investment Advisers · CRD # 336814 · Approved
- PRIMARY WAVE IP INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 288266 · NY · Approved
- PRIMARY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282370 · NE · Approved
- PRIME BUCHHOLZ LLCRegistered Investment Advisers · CRD # 106455 · NH · Approved
- PRIME CAPITAL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 288712 · KS · Approved
- PRIME FINANCE ADVISOR, L.P.Registered Investment Advisers · CRD # 159971 · CA · Approved
- PRIME MERIDIAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166003 · CA · Approved
- PRIME QUADRANT US, LLCRegistered Investment Advisers · CRD # 322068 · Approved
- PRIMECAP MANAGEMENT CORegistered Investment Advisers · CRD # 105516 · CA · Approved
- PRIMESOLUTIONS ADVISORS, LLCRegistered Investment Advisers · CRD # 110085 · PA · Approved
- PRIMESTOR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322066 · CA · Approved
- PRIMETRUST ADVISORS LLCRegistered Investment Advisers · CRD # 141625 · SC · Approved
- PRIMM & CO INCRegistered Investment Advisers · CRD # 105891 · Approved
- PRIMORIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 125567 · FL · Approved
- PRIMUS CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 156861 · GA · Approved
- PRINCE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 141567 · FL · Approved
- PRINCETON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 113926 · NJ · Approved
- PRINCETON EQUITY ADVISORS, LPRegistered Investment Advisers · CRD # 310405 · NJ · Approved
- PRINCETON FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 157821 · CO · Approved
- PRINCETON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 146644 · NJ · Approved
- PRINCETON VALUE PARTNERS LLCRegistered Investment Advisers · CRD # 313153 · NY · Approved
- PRINCIPAL ADVISED SERVICES, LLCRegistered Investment Advisers · CRD # 297324 · IA · Approved
- PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITEDRegistered Investment Advisers · CRD # 322390 · Approved
- PRINCIPAL GLOBAL INVESTORS, LLCRegistered Investment Advisers · CRD # 109002 · IA · Approved
- PRINCIPAL REAL ESTATE INVESTORS, LLCRegistered Investment Advisers · CRD # 109008 · IA · Approved
- PRINCIPAL SECURITIES, INC.Registered Investment Advisers · CRD # 1137 · IA · Approved
- PRINCIPIA WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 152678 · TX · Approved
- PRINCIPIUM INVESTMENTS LLCRegistered Investment Advisers · CRD # 124989 · Approved
- PRINCIPLE WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 290180 · CT · Approved
- PRINCIPLED ADVISORS, INC.Registered Investment Advisers · CRD # 323468 · Approved
- PRINCIPLED WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 138143 · KY · Approved
- PRINCIPLY, INC.Registered Investment Advisers · CRD # 281813 · CA · Approved
- PRING/TURNER CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 110931 · CA · Approved
- PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165500 · FL · Approved
- PRISM ADVISORS, INC.Registered Investment Advisers · CRD # 286474 · CA · Approved
- PRISM PLANNING PARTNERS, LLCRegistered Investment Advisers · CRD # 290485 · IL · Approved
- PRITZKER ALTERNATIVE STRATEGIES LPRegistered Investment Advisers · CRD # 333671 · IL · Approved
- PRIVACORE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 330893 · NY · Approved
- PRIVATE ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 155216 · NJ · Approved
- PRIVATE ADVISOR NETWORK, LLCRegistered Investment Advisers · CRD # 299133 · NJ · Approved
- PRIVATE ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 170043 · WA · Approved
- PRIVATE ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 108815 · WA · Approved
- PRIVATE CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 125771 · CT · Approved
- PRIVATE CAPITAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 317930 · CT · Approved
- PRIVATE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169172 · FL · Approved
- PRIVATE CLIENT ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 330038 · FL · Approved
- PRIVATE CLIENT ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 147052 · NY · Approved