Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- POLEN INTERNATIONAL EQUITY LLCRegistered Investment Advisers · CRD # 340625 · FL · Approved
- POLERO ICE ADVISERSRegistered Investment Advisers · CRD # 148790 · Approved
- POLITAN CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 316047 · Approved
- POLLOCK INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 137393 · Approved
- POLLOCK PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 105409 · Approved
- POLOIDAL CAPITAL 9D ADVISORS LLCRegistered Investment Advisers · CRD # 343053 · FL · 120-Day Approval
- POLPO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 323907 · Approved
- POLUNIN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 159031 · Approved
- POLUS CAPITAL MANAGEMENT (US) INC.Registered Investment Advisers · CRD # 323283 · NY · Approved
- POLUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139138 · Approved
- POLYCHAIN CAPITAL LPRegistered Investment Advisers · CRD # 285022 · CA · Approved
- POLYMER CAPITAL MANAGEMENT (US), LLCRegistered Investment Advisers · CRD # 316277 · NY · Approved
- POM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 317067 · NC · Approved
- POM WEALTH MANAGEMENT US LLCRegistered Investment Advisers · CRD # 329385 · Approved
- POMONA MANAGEMENT LLCRegistered Investment Advisers · CRD # 148269 · NY · Approved
- POMONA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329171 · Approved
- PONDERA HOLDINGS LLCRegistered Investment Advisers · CRD # 315097 · IL · Approved
- PONTA WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 330058 · FL · Approved
- PONTEM INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 330449 · TX · Approved
- POOLIT FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322774 · FL · Approved
- POP VENTURE ADVISERS LLCRegistered Investment Advisers · CRD # 330069 · IL · Approved
- POPE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113584 · TN · Approved
- POPLAR POINT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 165411 · CA · Approved
- POPULAR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 313653 · PR · Approved
- POPULAR SECURITIES, LLCRegistered Investment Advisers · CRD # 8096 · PR · Approved
- PORT CAPITAL LLCRegistered Investment Advisers · CRD # 206517 · IL · Approved
- PORT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330252 · NY · Approved
- PORT STREET INVESTMENTS, LLCRegistered Investment Advisers · CRD # 168596 · CA · Approved
- PORTAGE WEALTH INCRegistered Investment Advisers · CRD # 340012 · Approved
- PORTER WHITE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 110876 · AL · Approved
- PORTFOLIO ADVISORS LLCRegistered Investment Advisers · CRD # 105981 · CT · Approved
- PORTFOLIO ADVISORS, INC.Registered Investment Advisers · CRD # 106111 · CA · Approved
- PORTFOLIO ADVISORY COUNCIL, L.L.C.Registered Investment Advisers · CRD # 107465 · TX · Approved
- PORTFOLIO ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 116011 · VA · Approved
- PORTFOLIO ADVISORY PARTNERS LLCRegistered Investment Advisers · CRD # 336215 · NJ · Approved
- PORTFOLIO DESIGN LABS, LLCRegistered Investment Advisers · CRD # 318127 · CA · Approved
- PORTFOLIO DESIGN SERVICES, LLCRegistered Investment Advisers · CRD # 131506 · WI · Approved
- PORTFOLIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107129 · TX · Approved
- PORTFOLIO MEDICS, LLCRegistered Investment Advisers · CRD # 145958 · FL · Approved
- PORTFOLIO POINT OF VIEW LLCRegistered Investment Advisers · CRD # 342386 · CA · 120-Day Approval
- PORTFOLIO RESOURCES ADVISOR GROUP, INC.Registered Investment Advisers · CRD # 144601 · FL · Approved
- PORTFOLIO STRATEGIES INCRegistered Investment Advisers · CRD # 104685 · WA · Approved
- PORTFOLIO STRATEGIES INC NYRegistered Investment Advisers · CRD # 106942 · NJ · Approved
- PORTFOLIO THINKTANKRegistered Investment Advisers · CRD # 154006 · Approved
- PORTFOLIO, LLCRegistered Investment Advisers · CRD # 145687 · NM · Approved
- PORTIA INVESTMENT ADVISORS LTDRegistered Investment Advisers · CRD # 164565 · Approved
- PORTLAND FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 127371 · Approved
- PORTLAND GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 109127 · ME · Approved
- PORTLAND PRIVATE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 171321 · OR · Approved
- PORTMAN SQUARE CAPITAL LLPRegistered Investment Advisers · CRD # 319011 · Approved