Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PIVOT POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 130562 · TX · Approved
- PIVOTAL ADVISORS LLCRegistered Investment Advisers · CRD # 310612 · NY · Approved
- PKS ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 125648 · NY · Approved
- PKS INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 110147 · MD · Approved
- PL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 162083 · FL · Approved
- PL3 CAPITAL LPRegistered Investment Advisers · CRD # 331201 · FL · Approved
- PLACEHOLDER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292362 · NY · Approved
- PLAGENS & TAYLOR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335178 · TX · Approved
- PLAN A WEALTH, LLCRegistered Investment Advisers · CRD # 287860 · NE · Approved
- PLAN CONFIDENCE CORPORATIONRegistered Investment Advisers · CRD # 283781 · FL · Approved
- PLAN FIRST WEALTH LLCRegistered Investment Advisers · CRD # 289185 · Approved
- PLAN GROUP FINANCIAL, INC.Registered Investment Advisers · CRD # 116508 · OK · Approved
- PLAN LIFE & WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 44960 · CA · Approved
- PLAN2THRIVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 317005 · IA · Approved
- PLANCORP, LLCRegistered Investment Advisers · CRD # 106599 · MO · Approved
- PLANGUIDE FINANCIAL LLCRegistered Investment Advisers · CRD # 329089 · TX · Approved
- PLANMEMBER ASSET MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 289591 · CA · Approved
- PLANMEMBER SECURITIES CORPORATIONRegistered Investment Advisers · CRD # 11869 · CA · Approved
- PLANNED FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 112879 · OH · Approved
- PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC.Registered Investment Advisers · CRD # 105052 · CA · Approved
- PLANNING ALTERNATIVES LTDRegistered Investment Advisers · CRD # 110268 · MI · Approved
- PLANNING DIRECTIONS, INC.Registered Investment Advisers · CRD # 120131 · PA · Approved
- PLANNING SOLUTIONS INTERNATIONAL LLCRegistered Investment Advisers · CRD # 300043 · FL · Approved
- PLANNING STRATEGIES, INC.Registered Investment Advisers · CRD # 117105 · PA · Approved
- PLANNING WORKS ADVISORY, INC.Registered Investment Advisers · CRD # 317834 · TX · Approved
- PLANPILOT, LLCRegistered Investment Advisers · CRD # 160319 · IL · Approved
- PLANROCK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304803 · TN · Approved
- PLANTE MORAN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 112158 · MI · Approved
- PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 323718 · MI · Approved
- PLANVEST FINANCIAL, INC.Registered Investment Advisers · CRD # 290306 · MD · Approved
- PLANVISION, LLCRegistered Investment Advisers · CRD # 166311 · Approved
- PLANWISER FINANCIAL, LLCRegistered Investment Advisers · CRD # 331675 · CO · Approved
- PLATFORM INVESTMENTS, LLCRegistered Investment Advisers · CRD # 159261 · MO · Approved
- PLATFORM PARTNERS LLCRegistered Investment Advisers · CRD # 286532 · TX · Approved
- PLATFORM TECHNOLOGY PARTNERS LLCRegistered Investment Advisers · CRD # 305602 · NY · Approved
- PLATFORM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329313 · UT · Approved
- PLATINUM EQUITY ADVISORS, LLCRegistered Investment Advisers · CRD # 161491 · CA · Approved
- PLATO PLANNING, LLCRegistered Investment Advisers · CRD # 339970 · Approved
- PLATT INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 118737 · Approved
- PLATT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297487 · CA · Approved
- PLEASANT LAKE PARTNERS LLCRegistered Investment Advisers · CRD # 304281 · PR · Approved
- PLEASANTDALE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 302034 · Approved
- PLEIAD INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 172237 · Approved
- PLETTENBERG CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342946 · NY · Approved
- PLEXO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298402 · Approved
- PLEXUS CAPITAL, LLCRegistered Investment Advisers · CRD # 310241 · NC · Approved
- PLH FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 339235 · NY · Approved
- PLOTKIN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 127635 · MD · Approved
- PLUM STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 283917 · Approved
- PLUS CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 167459 · CA · Approved