Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PHILIP O. JOHNSON & COMPANY, LTD.Registered Investment Advisers · CRD # 104621 · AZ · Approved
- PHILIP VONGONTARD, CFA, LLCRegistered Investment Advisers · CRD # 127938 · MO · Approved
- PHILLIP B. WHITE CO., INC.Registered Investment Advisers · CRD # 300623 · CA · Approved
- PHILLIP JAMES CONSULTING CO.Registered Investment Advisers · CRD # 168228 · MN · Approved
- PHILLIPS AND COMPANY ADVISORS LLCRegistered Investment Advisers · CRD # 167214 · OR · Approved
- PHILLIPS CAPITAL, LLCRegistered Investment Advisers · CRD # 312403 · Approved
- PHILLIPS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131344 · IN · Approved
- PHILLIPS WEALTH PLANNERS LLCRegistered Investment Advisers · CRD # 319226 · MS · Approved
- PHILOSMITH CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 162082 · CT · Approved
- PHILOSOPHY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 308425 · CA · Approved
- PHOCAS FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 135470 · CA · Approved
- PHOENICIAN CAPITAL LLCRegistered Investment Advisers · CRD # 286033 · NY · Approved
- PHOENICIAN RESOURCES FUND SPONSOR, LLCRegistered Investment Advisers · CRD # 304953 · NY · Approved
- PHOENIX ASSET MANAGEMENT PARTNERS LIMITEDRegistered Investment Advisers · CRD # 284936 · Approved
- PHOENIX CAPITAL REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 161129 · TX · Approved
- PHOENIX INTERNATIONAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 170692 · NH · Approved
- PHOENIX MERCHANT PARTNERS, LPRegistered Investment Advisers · CRD # 324381 · NY · Approved
- PHOENIX REALTY GROUP LLCRegistered Investment Advisers · CRD # 160249 · NY · Approved
- PHOENIX WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 118412 · NC · Approved
- PHORCYS CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 285635 · GA · Approved
- PHRACTION MANAGEMENT LLCRegistered Investment Advisers · CRD # 298633 · CT · Approved
- PHYSICIAN FAMILY FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 138433 · OR · Approved
- PHYSICIAN WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 106043 · UT · Approved
- PHYSICIAN WEALTH SOLUTIONS INC.Registered Investment Advisers · CRD # 151570 · Approved
- PHYSICIANS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 118519 · NC · Approved
- PIAR LLCRegistered Investment Advisers · CRD # 163994 · Approved
- PICEA CAPITAL LLCRegistered Investment Advisers · CRD # 307775 · FL · Approved
- PICHARDO ASSET MANAGEMENT, S.A. DE C.V.Registered Investment Advisers · CRD # 126683 · Approved
- PICKERING ENERGY PARTNERS LPRegistered Investment Advisers · CRD # 302116 · TX · Approved
- PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTDRegistered Investment Advisers · CRD # 166631 · Approved
- PICTET ASSET MANAGEMENT (USA) CORPRegistered Investment Advisers · CRD # 306378 · NY · Approved
- PICTET ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 105205 · Approved
- PICTET ASSET MANAGEMENT SARegistered Investment Advisers · CRD # 140074 · Approved
- PICTET NORTH AMERICA ADVISORS SARegistered Investment Advisers · CRD # 142512 · Approved
- PIEDMONT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165775 · MT · Approved
- PIEDMONT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155682 · NC · Approved
- PIEDMONT PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 339616 · Approved
- PIER 88 INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 169316 · CA · Approved
- PIER CAPITAL, LLCRegistered Investment Advisers · CRD # 131212 · CT · Approved
- PIKE STREET CAPITAL, LPRegistered Investment Advisers · CRD # 300264 · WA · Approved
- PILGRIM GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 323259 · NV · Approved
- PILGRIMS CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 121348 · MI · Approved
- PILLAR FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 121880 · KY · Approved
- PILLSBURY LAKE CAPITAL, LLCRegistered Investment Advisers · CRD # 328282 · Approved
- PILOTAGE PRIVATE WEALTH AGRegistered Investment Advisers · CRD # 169908 · Approved
- PIN OAK INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 105550 · TX · Approved
- PINAFORE WEALTH COUNSEL INC.Registered Investment Advisers · CRD # 170540 · NC · Approved
- PINCUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 336500 · NY · Approved
- PINE HARBOR WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 317352 · VA · Approved
- PINE HAVEN INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 129365 · Approved