SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 1–50 of 145 matching (names starting with O)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- O'KEEFE STEVENS ADVISORY, INC.Registered Investment Advisers · CRD # 286338 · Approved
- OAC CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 317559 · Approved
- OAK FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 106293 · Approved
- OAK GROVE CAPITAL, LLCRegistered Investment Advisers · CRD # 165465 · Approved
- OAK ROOT LLCRegistered Investment Advisers · CRD # 246788 · Approved
- OAK THISTLE LLCRegistered Investment Advisers · CRD # 299086 · Approved
- OAK TREE ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 105883 · Approved
- OAKLEY CAPITAL GMBHExempt Reporting Advisers · CRD # 313895 · ERA - Active
- OAKLEY CAPITAL LIMITEDExempt Reporting Advisers · CRD # 159988 · ERA - Active
- OAKLEY CAPITAL MANAGER LIMITEDExempt Reporting Advisers · CRD # 288337 · ERA - Active
- OAKLEY CAPITAL S.L.UExempt Reporting Advisers · CRD # 327472 · ERA - Active
- OAKLEY CAPITAL S.R.L.Exempt Reporting Advisers · CRD # 314514 · ERA - Active
- OAKLEY CAPITAL SERVICES BERMUDA LIMITEDExempt Reporting Advisers · CRD # 336831 · ERA - Active
- OAKMOUNT CAPITAL LLPExempt Reporting Advisers · CRD # 339737 · ERA - Active
- OAKTRUST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170827 · Approved
- OASIS WEALTH PLANNING ADVISORS, LLCRegistered Investment Advisers · CRD # 285474 · Approved
- OATV MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 159682 · ERA - Active
- OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 296901 · Approved
- OBJECTIVE FUNCTION RESEARCH ADVISORS LLCExempt Reporting Advisers · CRD # 340917 · ERA - Active
- OCEAN ARETE LIMITEDExempt Reporting Advisers · CRD # 286314 · ERA - Active
- OCEAN ENDOWMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 154518 · Approved
- OCEAN LINK PARTNERS II LIMITEDExempt Reporting Advisers · CRD # 306565 · ERA - Active
- OCEAN LINK PARTNERS LIMITEDExempt Reporting Advisers · CRD # 285280 · ERA - Active
- OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBIExempt Reporting Advisers · CRD # 338155 · ERA - Active
- OCEANIC INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 160287 · Approved
- OCEANS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323086 · ERA - Active
- OCEANVAST CAPITAL LIMITEDExempt Reporting Advisers · CRD # 338240 · ERA - Active
- OCORIAN FUND MANAGEMENT S.À R.L.Exempt Reporting Advisers · CRD # 338098 · ERA - Active
- OCP ASIA (AUSTRALIA) PTY LIMITEDExempt Reporting Advisers · CRD # 321639 · ERA - Active
- OCP ASIA (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 294456 · ERA - Active
- OCP ASIA (SINGAPORE) PTE. LIMITEDExempt Reporting Advisers · CRD # 294457 · ERA - Active
- OCTAVIA INVESTMENTS LLCRegistered Investment Advisers · CRD # 167721 · Approved
- OCTOPUS AIF MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 284953 · ERA - Active
- OCTOPUS INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 286650 · ERA - Active
- OCTOPUS RENEWABLES LTD.Registered Investment Advisers · CRD # 326704 · Approved
- ODETTE PARTNERS LLCExempt Reporting Advisers · CRD # 325420 · ERA - Active
- ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 132242 · Approved
- ODYSSEAN, LLCRegistered Investment Advisers · CRD # 338473 · Approved
- ODYSSEY MANAGEMENT LLCExempt Reporting Advisers · CRD # 341377 · ERA - Active
- OFC FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 133846 · Approved
- OFF THE CHAIN CAPITAL, LLCRegistered Investment Advisers · CRD # 309867 · Approved
- OHIGGINS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107194 · Approved
- OIA LTDRegistered Investment Advisers · CRD # 136174 · Approved
- OLA INVIERTE, LLCRegistered Investment Advisers · CRD # 318691 · Approved
- OLARUS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342693 · ERA - Active
- OLD BARN CAPITAL LLCRegistered Investment Advisers · CRD # 338745 · Approved
- OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 299571 · Approved
- OLD FIELD ADVISORS LLCRegistered Investment Advisers · CRD # 134519 · Approved
- OLD PEAK LIMITEDRegistered Investment Advisers · CRD # 284472 · Approved
- OLD ROCK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 145748 · Approved