SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–145 of 145 matching (names starting with O)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ORCHARD GLOBAL ASSET MANAGEMENT LLPRegistered Investment Advisers · CRD # 287599 · Approved
- ORCHARD INCOME MANAGEMENT LLCExempt Reporting Advisers · CRD # 328106 · ERA - Active
- ORCHARD INVESTMENT PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334808 · ERA - Active
- ORCHID ASIA GROUP MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 311819 · ERA - Active
- ORCHID ASIA VIII AIV GP LIMITEDExempt Reporting Advisers · CRD # 340659 · ERA - Active
- ORCHID CHINA MANAGEMENT (CAYMAN) LIMITEDExempt Reporting Advisers · CRD # 314974 · ERA - Active
- ORDER OF MAGNITUDE LLCExempt Reporting Advisers · CRD # 332036 · ERA - Active
- ORE INVESTMENTS LTDAExempt Reporting Advisers · CRD # 307545 · ERA - Active
- ORELLANA, JAVIER ESTUARDO GALINDOExempt Reporting Advisers · CRD # 165281 · ERA - Active
- ORIENS FUNDS GPExempt Reporting Advisers · CRD # 285774 · ERA - Active
- ORIENT SECURITIES LLCExempt Reporting Advisers · CRD # 338610 · ERA - Active
- ORIGEM INTERNATIONAL ADVISORY LLCRegistered Investment Advisers · CRD # 333738 · Approved
- ORIGIN INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 305353 · Approved
- ORIGIN VENTURES GROUP, LLCExempt Reporting Advisers · CRD # 283371 · ERA - Active
- ORIGINAL CAPITAL, LLCExempt Reporting Advisers · CRD # 330506 · ERA - Active
- ORION CAPITAL MANAGERS LLPExempt Reporting Advisers · CRD # 162074 · ERA - Active
- ORION RESOURCE PARTNERS (AUS) PTY LTDExempt Reporting Advisers · CRD # 314490 · ERA - Active
- ORION RESOURCE PARTNERS (UK) LLPExempt Reporting Advisers · CRD # 314489 · ERA - Active
- OROGRAPHIC FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 323980 · Approved
- ORTELIUS CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 138284 · Approved
- OSLO ASSET MANAGEMENT ASExempt Reporting Advisers · CRD # 163954 · ERA - Active
- OSMOSIS INVESTMENT MANAGEMENT US LLCRegistered Investment Advisers · CRD # 283049 · Approved
- OSPREY INVESTORS (UK) LLPExempt Reporting Advisers · CRD # 340963 · ERA - Active
- OSPREY INVESTORS LIMITEDExempt Reporting Advisers · CRD # 335317 · ERA - Active
- OSRN LTDExempt Reporting Advisers · CRD # 329283 · ERA - Active
- OTG ASSET MANAGEMENT, LTD.Registered Investment Advisers · CRD # 309729 · Approved
- OTTER CAPITAL LLCExempt Reporting Advisers · CRD # 163754 · ERA - Active
- OTUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 284879 · Approved
- OURCROWD INTERNATIONAL GENERAL PARTNER, L.P.Exempt Reporting Advisers · CRD # 169475 · ERA - Active
- OUTLANDER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325268 · Approved
- OUTLIER CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 342902 · ERA - Active
- OUTWING, LLCRegistered Investment Advisers · CRD # 322444 · Approved
- OVATA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 290633 · ERA - Active
- OVATA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 316669 · Approved
- OVERLAP VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329000 · ERA - Active
- OVERLINE, LLCExempt Reporting Advisers · CRD # 330638 · ERA - Active
- OVERLOOK INVESTMENTS L.P.Registered Investment Advisers · CRD # 137931 · Approved
- OVERLOOK INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 137926 · Approved
- OVERLOOK VENTURES LLCExempt Reporting Advisers · CRD # 339028 · ERA - Active
- OVERSEAS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 318243 · Approved
- OVO II MANAGER, LLCExempt Reporting Advisers · CRD # 174867 · ERA - Active
- OWNIT TECHNOLOGIES LLCRegistered Investment Advisers · CRD # 342965 · 120-Day Approval
- OXBOW CAPITAL MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 281481 · ERA - Active
- OXFORD ASSET MANAGEMENT LLPExempt Reporting Advisers · CRD # 136937 · ERA - Active
- OY SIRIUS CAPITAL PARTNERS ABExempt Reporting Advisers · CRD # 269928 · ERA - Active