Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- N.E.W. ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 290405 · WI · Approved
- N.L.C. LLCRegistered Investment Advisers · CRD # 330231 · FL · Approved
- N.V.N.G. INVESTMENTS, INC.Registered Investment Advisers · CRD # 107446 · MI · Approved
- N10 ASSETS, LLC.Registered Investment Advisers · CRD # 342185 · CT · Approved
- N10 WEALTH, LLCRegistered Investment Advisers · CRD # 342013 · CT · Approved
- NABITY-JENSEN INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 128455 · NE · Approved
- NADLER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122617 · IL · Approved
- NAMSOFT ADVISORS, LLCRegistered Investment Advisers · CRD # 338837 · Approved
- NANTAHALA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158081 · CT · Approved
- NANTAS LLCRegistered Investment Advisers · CRD # 336473 · Approved
- NANTUCKET MULTI MANAGERS, LLCRegistered Investment Advisers · CRD # 129024 · MI · Approved
- NAPIER FINANCIAL, LLCRegistered Investment Advisers · CRD # 336725 · MA · Approved
- NAPIER PARK GLOBAL CAPITAL (US) LPRegistered Investment Advisers · CRD # 166333 · NY · Approved
- NAPIER PARK GLOBAL CAPITAL LTDRegistered Investment Advisers · CRD # 157629 · Approved
- NAPLES ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 133978 · NC · Approved
- NAPLES GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 158544 · FL · Approved
- NAPLES MONEY MANAGEMENT LLCRegistered Investment Advisers · CRD # 153499 · FL · Approved
- NAPLES WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 330316 · FL · Approved
- NARDIS ADVISORS LLCRegistered Investment Advisers · CRD # 151517 · Approved
- NARUS FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173534 · UT · Approved
- NARWHAL CAPITAL MANAGMENT, LLCRegistered Investment Advisers · CRD # 135958 · GA · Approved
- NASEEB INCRegistered Investment Advisers · CRD # 330409 · Approved
- NASSAU ALTERNATIVE INVESTMENTS LLCRegistered Investment Advisers · CRD # 300006 · NY · Approved
- NASSAU CORAMERICA LLCRegistered Investment Advisers · CRD # 334332 · CA · Approved
- NASSAU GLOBAL CREDIT LLCRegistered Investment Advisers · CRD # 287937 · NY · Approved
- NASSAU PRIVATE CREDIT LLCRegistered Investment Advisers · CRD # 300220 · CT · Approved
- NATIONAL INVESTMENT SERVICES OF AMERICA, LLCRegistered Investment Advisers · CRD # 307169 · WI · Approved
- NATIONAL REAL ESTATE ADVISORS, LLCRegistered Investment Advisers · CRD # 148615 · DC · Approved
- NATIONAL WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 174883 · OH · Approved
- NATIONS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 44181 · IA · Approved
- NATIONWIDE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143668 · OH · Approved
- NATIONWIDE FUND ADVISORSRegistered Investment Advisers · CRD # 109391 · OH · Approved
- NATIONWIDE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 142373 · OH · Approved
- NATIONWIDE SECURITIES, LLCRegistered Investment Advisers · CRD # 11173 · OH · Approved
- NATIVE AMERICAN FUND ADVISORS LLCRegistered Investment Advisers · CRD # 108149 · OK · Approved
- NATIXIS ADVISORS, LLCRegistered Investment Advisers · CRD # 106800 · MA · Approved
- NATURAL BRIDGES FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 148056 · CA · Approved
- NATURAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306002 · AR · Approved
- NATURAL INVESTMENTS PBLLCRegistered Investment Advisers · CRD # 113348 · Approved
- NATWEALTH MANAGEMENT (USA) INCRegistered Investment Advisers · CRD # 310098 · Approved
- NATWEST BANK PLC (UK)Registered Investment Advisers · CRD # 160376 · Approved
- NAUTA CAPITAL LLCRegistered Investment Advisers · CRD # 329207 · Approved
- NAUTIC PARTNERS, LLCRegistered Investment Advisers · CRD # 159822 · RI · Approved
- NAUTILUS ADVISORS LLCRegistered Investment Advisers · CRD # 154169 · CA · Approved
- NAVALIGN, LLCRegistered Investment Advisers · CRD # 119919 · CA · Approved
- NAVELLIER & ASSOCIATES INCRegistered Investment Advisers · CRD # 107568 · NV · Approved
- NAVI INTL-ADMINISTRADORA E GESTORA DE RECURSOS FINANCEIROS LTDA.Registered Investment Advisers · CRD # 332351 · Approved
- NAVIANT PARTNERS, LLCRegistered Investment Advisers · CRD # 339108 · AL · Approved
- NAVIGATE 401K, LLCRegistered Investment Advisers · CRD # 309466 · AL · Approved
- NAVIGATE FINANCIAL LLCRegistered Investment Advisers · CRD # 325945 · UT · Approved