Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- NEST INVESTMENTS LLCRegistered Investment Advisers · CRD # 286024 · PA · Approved
- NESTLERODE & LOY, INC.Registered Investment Advisers · CRD # 2907 · PA · Approved
- NETWORTH ADVISORS, LLCRegistered Investment Advisers · CRD # 311621 · PA · Approved
- NEW RHEIN HEALTHCARE INVESTORS LLCRegistered Investment Advisers · CRD # 300842 · PA · Approved
- NEWBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169239 · PA · Approved
- NEWMARKET INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 308098 · PA · Approved
- NEWSPRING CAPITAL, LLCRegistered Investment Advisers · CRD # 160608 · PA · Approved
- NEWSQUARE CAPITAL, LLCRegistered Investment Advisers · CRD # 152430 · PA · Approved
- NI ACQUISITIONS COMPANY LLCRegistered Investment Advisers · CRD # 340590 · PA · 120-Day Approval
- NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered Investment Advisers · CRD # 105390 · PA · Approved
- NORDWAND ADVISORS, LLCRegistered Investment Advisers · CRD # 322936 · PA · Approved
- NORDWAND INVESTMENTS, LLCRegistered Investment Advisers · CRD # 323829 · PA · Approved
- NORTHEAST ADVISERS INCRegistered Investment Advisers · CRD # 108835 · PA · Approved
- NORTHEAST FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122609 · PA · Approved
- NORTHSTAR ASSET MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 328279 · PA · Approved
- NORTHSTAR FINANCIAL COMPANIES, INC.Registered Investment Advisers · CRD # 119396 · PA · Approved
- NVWM LLCRegistered Investment Advisers · CRD # 152301 · PA · Approved