Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTHMARQ FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150703 · OR · Approved
- NORTHRIM ADVISER, LLCRegistered Investment Advisers · CRD # 306796 · AZ · Approved
- NORTHROCK PARTNERS, LLCRegistered Investment Advisers · CRD # 167908 · MN · Approved
- NORTHSANDS CAPITAL, L.P.Registered Investment Advisers · CRD # 331698 · NY · Approved
- NORTHSIDE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 107784 · OR · Approved
- NORTHSTAR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 306850 · NJ · Approved
- NORTHSTAR ASSET MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 328279 · PA · Approved
- NORTHSTAR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 129112 · NJ · Approved
- NORTHSTAR ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 107138 · MA · Approved
- NORTHSTAR CAPITAL FUNDS, LLCRegistered Investment Advisers · CRD # 138526 · NY · Approved
- NORTHSTAR COMPANY, LLCRegistered Investment Advisers · CRD # 158003 · MN · Approved
- NORTHSTAR FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 284994 · Approved
- NORTHSTAR FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 147108 · Approved
- NORTHSTAR FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 124194 · Approved
- NORTHSTAR FINANCIAL COMPANIES, INC.Registered Investment Advisers · CRD # 119396 · PA · Approved
- NORTHSTAR FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 117205 · NH · Approved
- NORTHSTAR INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 315965 · CA · Approved
- NORTHWEST ADMINISTRATORS INCRegistered Investment Advisers · CRD # 106544 · WA · Approved
- NORTHWEST CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 108091 · OR · Approved
- NORTHWEST FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 166769 · VA · Approved
- NORTHWEST FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 106805 · IN · Approved
- NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 153063 · Approved
- NORTHWEST QUADRANT, LLCRegistered Investment Advisers · CRD # 158455 · OR · Approved
- NORTHWEST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 327641 · WA · Approved
- NORTHWEST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152816 · IA · Approved
- NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 307865 · WI · Approved
- NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 2881 · WI · Approved
- NORTHWIND FINANCIAL LLCRegistered Investment Advisers · CRD # 342069 · OR · Approved
- NORTHWOOD INVESTORS LLCRegistered Investment Advisers · CRD # 161406 · CO · Approved
- NORTON CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 110398 · VA · Approved
- NORWEST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 323642 · MN · Approved
- NOSURIS, INC.Registered Investment Advisers · CRD # 160979 · NY · Approved
- NOTE ADVISORS, LLCRegistered Investment Advisers · CRD # 171466 · NY · Approved
- NOTTINGHAM ADVISORS INC.Registered Investment Advisers · CRD # 104928 · NY · Approved
- NOTTINGHAM WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 306971 · NY · Approved
- NOUR PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 343603 · 120-Day Approval
- NOVA FINANCIAL LLCRegistered Investment Advisers · CRD # 150148 · AZ · Approved
- NOVA INFRASTRUCTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304510 · NY · Approved
- NOVA R WEALTH, INC.Registered Investment Advisers · CRD # 169574 · KS · Approved
- NOVA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 169450 · FL · Approved
- NOVACAP MANAGEMENT FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 327205 · Approved
- NOVACAP MANAGEMENT INC.Registered Investment Advisers · CRD # 290100 · Approved
- NOVACAP MANAGEMENT US INC.Registered Investment Advisers · CRD # 327243 · Approved
- NOVAK & POWELL FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 112970 · FL · Approved
- NOVAPOINT CAPITAL LLCRegistered Investment Advisers · CRD # 173663 · GA · Approved
- NOVAQUEST CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160359 · Approved
- NOVARE CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 117949 · NC · Approved
- NOVAWAVE CAPITAL LLCRegistered Investment Advisers · CRD # 333205 · CA · Approved
- NOVEM GROUPRegistered Investment Advisers · CRD # 158964 · NY · Approved
- NOVERA WEALTH, INC.Registered Investment Advisers · CRD # 343978 · NY · 120-Day Approval