Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NEWFRONT RETIREMENT SERVICES, INC.Registered Investment Advisers · CRD # 167641 · CA · Approved
- NEWGEN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 163822 · Approved
- NEWGROUND SOCIAL INVESTMENT, SPCRegistered Investment Advisers · CRD # 117060 · WA · Approved
- NEWLIGHT PARTNERS LPRegistered Investment Advisers · CRD # 296190 · NY · Approved
- NEWMAN DIGNAN & SHEERAR, INCRegistered Investment Advisers · CRD # 107565 · RI · Approved
- NEWMAN LADD CAPITAL ADVISORS, LLC.Registered Investment Advisers · CRD # 129860 · NY · Approved
- NEWMARKET INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 308098 · PA · Approved
- NEWMILE CAPITAL LLCRegistered Investment Advisers · CRD # 333726 · Approved
- NEWOAK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 172956 · NY · Approved
- NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 321208 · NY · Approved
- NEWPORT ASIA LLCRegistered Investment Advisers · CRD # 118682 · CA · Approved
- NEWPORT CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 144442 · NJ · Approved
- NEWPORT GLOBAL ADVISORS L.P.Registered Investment Advisers · CRD # 139368 · TX · Approved
- NEWPORT GROUP CONSULTING, LLCRegistered Investment Advisers · CRD # 140944 · FL · Approved
- NEWPORT INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 113175 · OH · Approved
- NEWPORT INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153918 · IL · Approved
- NEWPORT WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 137159 · CA · Approved
- NEWRETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 294881 · CA · Approved
- NEWROAD CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 281487 · AR · Approved
- NEWSONG CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 296877 · MS · Approved
- NEWSOUTH CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110676 · TN · Approved
- NEWSPRING CAPITAL, LLCRegistered Investment Advisers · CRD # 160608 · PA · Approved
- NEWSQUARE CAPITAL, LLCRegistered Investment Advisers · CRD # 152430 · PA · Approved
- NEWSTONE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 161068 · TX · Approved
- NEWTON INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 111208 · Approved
- NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLCRegistered Investment Advisers · CRD # 312937 · MA · Approved
- NEWTON ONE INVESTMENTS LLCRegistered Investment Advisers · CRD # 147048 · DE · Approved
- NEWTYN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161156 · NY · Approved
- NEWVEST MANAGEMENT, LPRegistered Investment Advisers · CRD # 316841 · Approved
- NEWVIEW CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298161 · CA · Approved
- NEXA EQUITY LLCRegistered Investment Advisers · CRD # 317201 · CA · Approved
- NEXADVISORS, LLCRegistered Investment Advisers · CRD # 317477 · TX · Approved
- NEXANNUITY ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 309748 · TX · Approved
- NEXPHASE CAPITAL, LPRegistered Investment Advisers · CRD # 281893 · NY · Approved
- NEXPOINT ADVISORS, L.P.Registered Investment Advisers · CRD # 163564 · TX · Approved
- NEXPOINT ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 149653 · TX · Approved
- NEXPOINT INSURANCE SOLUTIONS, L.P.Registered Investment Advisers · CRD # 301997 · TX · Approved
- NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered Investment Advisers · CRD # 305956 · TX · Approved
- NEXPOINT REAL ESTATE ADVISORS X, L.P.Registered Investment Advisers · CRD # 317203 · TX · Approved
- NEXT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 110793 · NY · Approved
- NEXT CENTURY GROWTH INVESTORS LLCRegistered Investment Advisers · CRD # 108978 · MN · Approved
- NEXT GENERATION INVESTING, LLCRegistered Investment Advisers · CRD # 149017 · KS · Approved
- NEXT HORIZON CAPITAL, LPRegistered Investment Advisers · CRD # 321649 · CA · Approved
- NEXT LEGACY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156640 · CA · Approved
- NEXT LEVEL PRIVATE LLCRegistered Investment Advisers · CRD # 313247 · NY · Approved
- NEXT LEVEL WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 327644 · ID · Approved
- NEXT MANAGEMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 324644 · NY · Approved
- NEXT UP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 342136 · AZ · Approved
- NEXTBIO CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 332920 · TX · Approved
- NEXTECH VENTURES (US) LLCRegistered Investment Advisers · CRD # 316683 · MA · Approved