Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 109203 · CT · Approved
- NEW ENGLAND FINANCIAL PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 105254 · MA · Approved
- NEW ENGLAND PRIVATE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 133790 · MA · Approved
- NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.Registered Investment Advisers · CRD # 108868 · RI · Approved
- NEW ENGLAND RESEARCH & MANAGEMENT, INC.Registered Investment Advisers · CRD # 110739 · IL · Approved
- NEW ENGLAND RETIREMENT CONSULTANTS, LLCRegistered Investment Advisers · CRD # 141573 · MA · Approved
- NEW ENGLAND SCHOONER, INC.Registered Investment Advisers · CRD # 129552 · MA · Approved
- NEW FORESTS INC.Registered Investment Advisers · CRD # 165267 · CA · Approved
- NEW FRONTIER ADVISORS, LLCRegistered Investment Advisers · CRD # 147181 · MA · Approved
- NEW HARBOR CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283319 · IL · Approved
- NEW HARBOR FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 155528 · MA · Approved
- NEW HERITAGE CAPITAL, LLCRegistered Investment Advisers · CRD # 160083 · MA · Approved
- NEW HOLLAND CAPITAL, LLCRegistered Investment Advisers · CRD # 160211 · NY · Approved
- NEW HOLLAND TRADING LLCRegistered Investment Advisers · CRD # 337695 · NY · Approved
- NEW HORIZON FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 125729 · NY · Approved
- NEW INSIGHT WEALTH ADVISORSRegistered Investment Advisers · CRD # 318083 · CA · Approved
- NEW LEAF VENTURE PARTNERS LLCRegistered Investment Advisers · CRD # 163897 · NY · Approved
- NEW LEGACY GROUP, LLCRegistered Investment Advisers · CRD # 160969 · NY · Approved
- NEW MILLENNIUM GROUP, LLCRegistered Investment Advisers · CRD # 299249 · UT · Approved
- NEW MOUNTAIN CAPITAL, L.L.C.Registered Investment Advisers · CRD # 161394 · NY · Approved
- NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.Registered Investment Advisers · CRD # 307111 · NY · Approved
- NEW MOUNTAIN FINANCE ADVISERS, L.L.C.Registered Investment Advisers · CRD # 155493 · NY · Approved
- NEW PERSPECTIVES, INC.Registered Investment Advisers · CRD # 113925 · MS · Approved
- NEW REPUBLIC CAPITAL, LLCRegistered Investment Advisers · CRD # 310907 · NC · Approved
- NEW RHEIN HEALTHCARE INVESTORS LLCRegistered Investment Advisers · CRD # 300842 · PA · Approved
- NEW RIVER FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 283428 · VA · Approved
- NEW SILK ROUTE ADVISORS, L.P.Registered Investment Advisers · CRD # 161339 · NY · Approved
- NEW STATE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170409 · NY · Approved
- NEW STREET RESEARCH LLPRegistered Investment Advisers · CRD # 173721 · Approved
- NEW VERNON ADVISERS LPRegistered Investment Advisers · CRD # 160231 · NJ · Approved
- NEW VERNON INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160247 · IL · Approved
- NEW VERNON WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 164775 · IL · Approved
- NEW VINTAGE PARTNERS LLCRegistered Investment Advisers · CRD # 327559 · NY · Approved
- NEW WATER CAPITAL, L.P.Registered Investment Advisers · CRD # 226608 · FL · Approved
- NEW WAVE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 173224 · Approved
- NEW WAVE LOANS RESIDENTIAL, LLCRegistered Investment Advisers · CRD # 326888 · FL · Approved
- NEW WAVE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 323414 · AR · Approved
- NEW WEST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335727 · Approved
- NEW WORLD ADVISORS LLCRegistered Investment Advisers · CRD # 296798 · MA · Approved
- NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 109591 · NY · Approved
- NEWBORE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 306441 · OR · Approved
- NEWBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169239 · PA · Approved
- NEWBROOK CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 138930 · NY · Approved
- NEWBURY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148516 · CA · Approved
- NEWCORP FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 297125 · GA · Approved
- NEWDAY FUNDS, INC.Registered Investment Advisers · CRD # 174758 · CT · Approved
- NEWEDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 171351 · LA · Approved
- NEWEDGE WEALTH, LLCRegistered Investment Advisers · CRD # 307771 · CT · Approved
- NEWFOUND RESEARCH LLCRegistered Investment Advisers · CRD # 159064 · FL · Approved
- NEWFOUNDLAND CAPITAL MANAGEMENT US, LLCRegistered Investment Advisers · CRD # 168646 · Approved