Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NEXWAVE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 241788 · NY · Approved
- NGC FINANCIAL, LLCRegistered Investment Advisers · CRD # 139992 · NY · Approved
- NIGHT SQUARED LPRegistered Investment Advisers · CRD # 333933 · NY · Approved
- NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.Registered Investment Advisers · CRD # 311890 · NY · Approved
- NINE LEFT CAPITAL LPRegistered Investment Advisers · CRD # 332838 · NY · Approved
- NINE MASTS CAPITAL ADVISERS LLCRegistered Investment Advisers · CRD # 322775 · NY · Approved
- NINE THIRTY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130545 · NY · Approved
- NINETY ONE NORTH AMERICA, INC.Registered Investment Advisers · CRD # 167922 · NY · Approved
- NINTH ETERNITY ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 306985 · NY · Approved
- NIOBRARA CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 332070 · NY · Approved
- NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.Registered Investment Advisers · CRD # 156244 · NY · Approved
- NMS CAPITAL SERVICES, LLCRegistered Investment Advisers · CRD # 158140 · NY · Approved
- NOKOTA MANAGEMENT, LPRegistered Investment Advisers · CRD # 159004 · NY · Approved
- NOMI CAPITAL LLCExempt Reporting Advisers · CRD # 334285 · NY · ERA - Active
- NOMURA ASSET MANAGEMENT U.S.A. INCRegistered Investment Advisers · CRD # 108222 · NY · Approved
- NOMURA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 324417 · NY · Approved
- NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 110411 · NY · Approved
- NOMURA SECURITIES INTERNATIONAL, INC.Registered Investment Advisers · CRD # 4297 · NY · Approved
- NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.Registered Investment Advisers · CRD # 116837 · NY · Approved
- NORLANTIC CAPITAL LLCExempt Reporting Advisers · CRD # 333609 · NY · ERA - Active
- NORTH CASTLE PARTNERS, LLCRegistered Investment Advisers · CRD # 158213 · NY · Approved
- NORTH ISLAND VENTURES, LLCRegistered Investment Advisers · CRD # 309291 · NY · Approved
- NORTH PEAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294042 · NY · Approved
- NORTH WOODS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 226575 · NY · Approved
- NORTHCAPE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312350 · NY · Approved
- NORTHERN BORDER ADVISORS LLCExempt Reporting Advisers · CRD # 333791 · NY · ERA - Active
- NORTHLANDING FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 167055 · NY · Approved
- NORTHSANDS CAPITAL, L.P.Registered Investment Advisers · CRD # 331698 · NY · Approved
- NORTHSTAR CAPITAL FUNDS, LLCRegistered Investment Advisers · CRD # 138526 · NY · Approved
- NOSURIS, INC.Registered Investment Advisers · CRD # 160979 · NY · Approved
- NOTATION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327638 · NY · ERA - Active
- NOTE ADVISORS, LLCRegistered Investment Advisers · CRD # 171466 · NY · Approved
- NOTTINGHAM ADVISORS INC.Registered Investment Advisers · CRD # 104928 · NY · Approved
- NOTTINGHAM WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 306971 · NY · Approved
- NOVA INFRASTRUCTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304510 · NY · Approved
- NOVEM GROUPRegistered Investment Advisers · CRD # 158964 · NY · Approved
- NOVERA WEALTH, INC.Registered Investment Advisers · CRD # 343978 · NY · 120-Day Approval
- NOVUS COMPLIANCE LTDExempt Reporting Advisers · CRD # 340774 · NY · ERA - Active
- NOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 341388 · NY · Approved
- NRDC EQUITY MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 328121 · NY · ERA - Active
- NUT TREE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 282219 · NY · Approved
- NUVEEN ALTERNATIVES ADVISORS LLCRegistered Investment Advisers · CRD # 160255 · NY · Approved
- NUVION CAPITAL INC.Exempt Reporting Advisers · CRD # 339388 · NY · ERA - Active
- NVP CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 339603 · NY · ERA - Active
- NWI MANAGEMENT LPRegistered Investment Advisers · CRD # 158366 · NY · Approved
- NX1 CAPITAL LPRegistered Investment Advisers · CRD # 339026 · NY · Approved
- NYCA MANAGEMENT LLCExempt Reporting Advisers · CRD # 172892 · NY · ERA - Active
- NYDAO LTD.Exempt Reporting Advisers · CRD # 339330 · NY · ERA - Active
- NYL INVESTORS LLCRegistered Investment Advisers · CRD # 169553 · NY · Approved