Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NOVO HOLDINGS US INVESTMENT ADVISOR, INC.Registered Investment Advisers · CRD # 334495 · MA · Approved
- NOVUS ADVISORS, LLCRegistered Investment Advisers · CRD # 157908 · SC · Approved
- NOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 341388 · NY · Approved
- NPA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131534 · NJ · Approved
- NPM CONSULTING, LLCRegistered Investment Advisers · CRD # 163237 · Approved
- NPPG PLAN PROFESSIONALS, LLCRegistered Investment Advisers · CRD # 324646 · NJ · Approved
- NPW INC.Registered Investment Advisers · CRD # 310288 · Approved
- NRI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162234 · CA · Approved
- NS MANAGEMENT LTDRegistered Investment Advisers · CRD # 297781 · Approved
- NS PARTNERS LTDRegistered Investment Advisers · CRD # 110625 · Approved
- NTV ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111062 · WV · Approved
- NUANCE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 148534 · MO · Approved
- NUCLEO CAPITAL LTDA.Registered Investment Advisers · CRD # 287719 · Approved
- NUCLO WEALTH LLCRegistered Investment Advisers · CRD # 317730 · TX · Approved
- NUMA AMERICAS CORP.Registered Investment Advisers · CRD # 164602 · FL · Approved
- NUMERAI GP LLCRegistered Investment Advisers · CRD # 282851 · CA · Approved
- NUMERIC INVESTORS LLCRegistered Investment Advisers · CRD # 131684 · MA · Approved
- NUMERIXS INVESTMENT TECHNOLOGIES INCRegistered Investment Advisers · CRD # 172022 · AZ · Approved
- NUT TREE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 282219 · NY · Approved
- NUTS2INVEST.COM, LLCRegistered Investment Advisers · CRD # 164438 · Approved
- NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 105461 · MA · Approved
- NUVEEN ALTERNATIVES ADVISORS LLCRegistered Investment Advisers · CRD # 160255 · NY · Approved
- NUVEEN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155584 · IL · Approved
- NUVEEN FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 104626 · IL · Approved
- NUVERSE ADVISORS LLCRegistered Investment Advisers · CRD # 119840 · FL · Approved
- NVERSES CAPITAL, LLCRegistered Investment Advisers · CRD # 323291 · FL · Approved
- NVEST FINANCIAL, LLCRegistered Investment Advisers · CRD # 128868 · NH · Approved
- NVEST WEALTH STRATEGIES, INC.Registered Investment Advisers · CRD # 139758 · OH · Approved
- NVWM LLCRegistered Investment Advisers · CRD # 152301 · PA · Approved
- NW1 PARTNERS UK LLPRegistered Investment Advisers · CRD # 289003 · Approved
- NW1 PARTNERS US LLCRegistered Investment Advisers · CRD # 289852 · Approved
- NWAM, LLCRegistered Investment Advisers · CRD # 147923 · WA · Approved
- NWEALTH INC.Registered Investment Advisers · CRD # 340017 · 120-Day Approval
- NWF ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 110410 · CA · Approved
- NWI MANAGEMENT LPRegistered Investment Advisers · CRD # 158366 · NY · Approved
- NWK GROUP, INC.Registered Investment Advisers · CRD # 124186 · CA · Approved
- NWM ADVISORS, LLCRegistered Investment Advisers · CRD # 283714 · CA · Approved
- NX1 CAPITAL LPRegistered Investment Advisers · CRD # 339026 · NY · Approved
- NXT CAPITAL INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 160569 · IL · Approved
- NYE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 170415 · OH · Approved
- NYL INVESTORS LLCRegistered Investment Advisers · CRD # 169553 · NY · Approved
- NYMBUS CAPITAL INC.Registered Investment Advisers · CRD # 298214 · Approved
- NZS CAPITAL LLCRegistered Investment Advisers · CRD # 305093 · CO · Approved