Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MANDALA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 281444 · ERA - Active
- MANDARINFISH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288139 · Approved
- MANGROVE CAPITAL PARTNERS S.A.Exempt Reporting Advisers · CRD # 163225 · ERA - Active
- MANHATTAN ADVISORY SERVICES, INCExempt Reporting Advisers · CRD # 151868 · ERA - Active
- MANITOU INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 319213 · Approved
- MANIV MOBILITY MANAGEMENT ISRAEL LTDExempt Reporting Advisers · CRD # 287696 · ERA - Active
- MANSFORD LLPExempt Reporting Advisers · CRD # 165552 · ERA - Active
- MANSON-HING, ROBIN ANTHONYRegistered Investment Advisers · CRD # 287591 · Approved
- MANTRA INVESTMENT PARTNERS SARLExempt Reporting Advisers · CRD # 269837 · ERA - Active
- MANUKA FINANCIAL, LLCRegistered Investment Advisers · CRD # 313528 · Approved
- MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITEDRegistered Investment Advisers · CRD # 125142 · Approved
- MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (CANADA) CORP.Exempt Reporting Advisers · CRD # 306318 · ERA - Active
- MANVEEN ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314759 · ERA - Active
- MANZIL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 308500 · Approved
- MAOYUAN CAPITAL (HK) LIMITEDExempt Reporting Advisers · CRD # 332684 · ERA - Active
- MAPLE CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 336857 · ERA - Active
- MAPLE ROCK CAPITAL PARTNERS INC.Registered Investment Advisers · CRD # 173887 · Approved
- MAPLECAP PARTNERS AGExempt Reporting Advisers · CRD # 339319 · ERA - Active
- MAR VENTURES INVESTIMENTOS LTDAExempt Reporting Advisers · CRD # 305846 · ERA - Active
- MARATHON ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 132391 · Approved
- MARATHON WEALTH PARTNERS, INCRegistered Investment Advisers · CRD # 337665 · Approved
- MARBLE BAR ASSET MANAGEMENT LLPRegistered Investment Advisers · CRD # 160882 · Approved
- MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITEDRegistered Investment Advisers · CRD # 317251 · Approved
- MARCHAND FARIES FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 107813 · Approved
- MARCHANT MC LIMITEDRegistered Investment Advisers · CRD # 335094 · Approved
- MARCHO PARTNERS LLPExempt Reporting Advisers · CRD # 310726 · ERA - Active
- MARCO POLO PURE ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 164229 · ERA - Active
- MARCUARD FAMILY OFFICE LTDRegistered Investment Advisers · CRD # 155003 · Approved
- MARCYPEN CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 306546 · Approved
- MARGNA PEAK ADVISORS AGRegistered Investment Advisers · CRD # 128649 · Approved
- MARIGOLD PARK CAPITAL ADVISERS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 321613 · ERA - Active
- MARILLA INVESTMENT MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 329921 · ERA - Active
- MARK CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 326227 · ERA - Active
- MARK I CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 288281 · ERA - Active
- MARKETDESK INDICES LLCRegistered Investment Advisers · CRD # 323393 · Approved
- MARKETOCRACY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109168 · Approved
- MARKETX SECURITIES, LLCExempt Reporting Advisers · CRD # 284476 · ERA - Active
- MARKIN ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 311719 · Approved
- MARKOWSKI BROTHERS HOLDING CORPORATIONRegistered Investment Advisers · CRD # 141883 · Approved
- MARNOA PRIVATE WEALTH COUNSEL LTD.Registered Investment Advisers · CRD # 332639 · Approved
- MARSHALL WACE ASIA LIMITEDExempt Reporting Advisers · CRD # 157501 · ERA - Active
- MARSHALL WACE LLPExempt Reporting Advisers · CRD # 160885 · ERA - Active
- MARSHALL WACE MIDDLE EAST LTDExempt Reporting Advisers · CRD # 334846 · ERA - Active
- MARSHALL WACE SINGAPORE PTE. LTD.Exempt Reporting Advisers · CRD # 322296 · ERA - Active
- MARSTONE LLCRegistered Investment Advisers · CRD # 164810 · Approved
- MARTIN FLEISHER, JD PCRegistered Investment Advisers · CRD # 319350 · Approved
- MARTIN WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 135813 · Approved
- MARTIN, JAVAN VONRegistered Investment Advisers · CRD # 335035 · Approved
- MARUNOUCHI INNOVATION PARTNERS CO., LTD.Exempt Reporting Advisers · CRD # 340091 · ERA - Active
- MARVEL FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 327420 · Approved