Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- L.J. ALTFEST & CO., INC.Registered Investment Advisers · CRD # 110130 · NY · Approved
- L&L PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140077 · NY · Approved
- LACONIA ADVISORY SERVICES LLCExempt Reporting Advisers · CRD # 321749 · NY · ERA - Active
- LADDER CAPITAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 160383 · NY · Approved
- LADENBURG THALMANN ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 108604 · NY · Approved
- LAGODA INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 170961 · NY · Approved
- LAIDLAW WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 150040 · NY · Approved
- LAKE HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166526 · NY · Approved
- LAKE ROAD ADVISORS, LLCRegistered Investment Advisers · CRD # 281657 · NY · Approved
- LAKEVILLE ASSOCIATES, LLCExempt Reporting Advisers · CRD # 294869 · NY · ERA - Active
- LAKEWOOD CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 156429 · NY · Approved
- LANDMARK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157511 · NY · Approved
- LANDMARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158693 · NY · Approved
- LANIAKEA FUNDS MANAGER, LLCExempt Reporting Advisers · CRD # 332498 · NY · ERA - Active
- LANSING MANAGEMENT, LPRegistered Investment Advisers · CRD # 285921 · NY · Approved
- LANTERN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 147420 · NY · Approved
- LANX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138305 · NY · Approved
- LARCH LANE PARTNERS LLCExempt Reporting Advisers · CRD # 304680 · NY · ERA - Active
- LARKHAVEN CAPITAL LTDExempt Reporting Advisers · CRD # 340584 · NY · ERA - Active
- LATTIS MANAGEMENT LPRegistered Investment Advisers · CRD # 333629 · NY · Approved
- LAUFER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173446 · NY · Approved
- LAURION CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 161278 · NY · Approved
- LAWLEY RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 282786 · NY · Approved
- LAWSHARES, LLCExempt Reporting Advisers · CRD # 174510 · NY · ERA - Active
- LAYER GLOBAL MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 343345 · NY · ERA - Active
- LAYLINE ADVISORS, LLCRegistered Investment Advisers · CRD # 285136 · NY · Approved
- LAZARD ASSET MANAGEMENT (CANADA)INCRegistered Investment Advisers · CRD # 106340 · NY · Approved
- LAZARD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 122836 · NY · Approved
- LC VERO MANAGER LLCRegistered Investment Advisers · CRD # 338361 · NY · Approved
- LCN CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 166799 · NY · Approved
- LCP ADVISOR I LLCExempt Reporting Advisers · CRD # 297085 · NY · ERA - Active
- LCV BLOCKCHAIN MANAGEMENT, LLCExempt Reporting Advisers · CRD # 300457 · NY · ERA - Active
- LDR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162329 · NY · Approved
- LEAD EDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 241795 · NY · Approved
- LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 167243 · NY · Approved
- LEBENTHAL GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283303 · NY · Approved
- LEE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 157422 · NY · Approved
- LEEB CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104793 · NY · Approved
- LEEDS EQUITY ADVISORS LLCRegistered Investment Advisers · CRD # 161956 · NY · Approved
- LEFT LANE CAPITAL LLCRegistered Investment Advisers · CRD # 309286 · NY · Approved
- LEGACY EDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 328064 · NY · Approved
- LEGADO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 305263 · NY · Approved
- LEGEIS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 332943 · NY · Approved
- LEGENDARY VENTURES, LLC.Exempt Reporting Advisers · CRD # 325984 · NY · ERA - Active
- LEHMANN, LIVIAN, FRIDSON ADVISORS, LLCRegistered Investment Advisers · CRD # 169980 · NY · Approved
- LEIGH BALDWIN & CO., LLCRegistered Investment Advisers · CRD # 38751 · NY · Approved
- LEO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337537 · NY · Approved
- LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 120109 · NY · Approved
- LERER HIPPEAU VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162263 · NY · ERA - Active
- LESKO SECURITIES, INC.Registered Investment Advisers · CRD # 10091 · NY · Approved