Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LIFESTEPS FINANCIAL, INC.Registered Investment Advisers · CRD # 153852 · CA · Approved
- LIFESTYLE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 157450 · TX · Approved
- LIFESTYLE FREEDOM ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 283512 · FL · Approved
- LIFETIME WEALTH MANAGEMENT P.C.Registered Investment Advisers · CRD # 145492 · TX · Approved
- LIFETIME WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147482 · Approved
- LIFEWAY FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 114276 · TX · Approved
- LIFEWEALTH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 332978 · FL · Approved
- LIFEWORKS ADVISORS, LLCRegistered Investment Advisers · CRD # 288255 · MI · Approved
- LIFTPOINT FAMILY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337973 · NJ · Approved
- LIG CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130489 · OK · Approved
- LIGHT ARC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339985 · CT · Approved
- LIGHT CAPITAL LLCRegistered Investment Advisers · CRD # 323373 · CA · Approved
- LIGHT FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 131678 · ND · Approved
- LIGHT STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155215 · CA · Approved
- LIGHTBAY MANAGEMENT LLCRegistered Investment Advisers · CRD # 288432 · CA · Approved
- LIGHTEDWAY ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 312712 · NY · Approved
- LIGHTHOUSE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121496 · NJ · Approved
- LIGHTHOUSE FINANCIAL LLCRegistered Investment Advisers · CRD # 137277 · FL · Approved
- LIGHTHOUSE FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110367 · CA · Approved
- LIGHTHOUSE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 136591 · FL · Approved
- LIGHTHOUSE SWISS WEALTH ADVISORS AGRegistered Investment Advisers · CRD # 164658 · Approved
- LIGHTHOUSE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 157925 · OH · Approved
- LIGHTHOUSE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307529 · PA · Approved
- LIGHTHOUSE WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 330415 · Approved
- LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 299334 · WA · Approved
- LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 307933 · NY · Approved
- LIGHTSPEED MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 160187 · CA · Approved
- LIGHTSQUARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324958 · MI · Approved
- LIGHTVIEW CAPITAL, LLCRegistered Investment Advisers · CRD # 306106 · FL · Approved
- LIGHTYEAR CAPITAL LLCRegistered Investment Advisers · CRD # 156781 · NY · Approved
- LILLIANO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339106 · AZ · Approved
- LIME ROCK MANAGEMENT LPRegistered Investment Advisers · CRD # 157127 · CT · Approved
- LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 297109 · NY · Approved
- LINCOLN ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 114003 · IL · Approved
- LINCOLN CAPITAL ADVISERS LLCRegistered Investment Advisers · CRD # 335085 · IL · Approved
- LINCOLN CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 109922 · RI · Approved
- LINCOLN CAPITAL, LLCRegistered Investment Advisers · CRD # 168307 · NE · Approved
- LINCOLN DOUGLAS INVESTMENTS, LLCRegistered Investment Advisers · CRD # 155578 · OH · Approved
- LINCOLN ENERGY HOLDINGS LLCRegistered Investment Advisers · CRD # 333026 · CO · Approved
- LINCOLN FINANCIAL INVESTMENTS CORPORATIONRegistered Investment Advisers · CRD # 108881 · PA · Approved
- LINCOLN INVESTMENT PLANNING, LLCRegistered Investment Advisers · CRD # 519 · PA · Approved
- LINCOLN PARK CAPITAL LLCRegistered Investment Advisers · CRD # 330031 · NY · Approved
- LINCOLN PEAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292864 · MA · Approved
- LINCOLNSHIRE MANAGEMENT, INC.Registered Investment Advisers · CRD # 157144 · NY · Approved
- LIND CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 165810 · IL · Approved
- LINDA S. LUBITZ, CFP®, PARegistered Investment Advisers · CRD # 108648 · FL · Approved
- LINDAHL & MANSAGER INCRegistered Investment Advisers · CRD # 107111 · OH · Approved
- LINDEN ADVISORS LPRegistered Investment Advisers · CRD # 135431 · NY · Approved
- LINDEN GLOBAL STRATEGIES LLCRegistered Investment Advisers · CRD # 159667 · NY · Approved
- LINDEN MANAGER LLCRegistered Investment Advisers · CRD # 161059 · IL · Approved