Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LEONARD GREEN & PARTNERS, L.P.Registered Investment Advisers · CRD # 158164 · CA · Approved
- LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.Registered Investment Advisers · CRD # 116891 · WA · Approved
- LEONID CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 327020 · CA · Approved
- LEP MANAGEMENT LLCRegistered Investment Advisers · CRD # 173481 · UT · Approved
- LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 120109 · NY · Approved
- LES PLACEMENTS LOUISBOURG INC. LOUISBOURG INVESTMENTS INC.Registered Investment Advisers · CRD # 329547 · Approved
- LESA SROUFE & COMPANY, INC.Registered Investment Advisers · CRD # 130232 · WA · Approved
- LESJAK PLANNING, LLCRegistered Investment Advisers · CRD # 110090 · OH · Approved
- LESKO SECURITIES, INC.Registered Investment Advisers · CRD # 10091 · NY · Approved
- LESLIE GLOBAL WEALTH, LLCRegistered Investment Advisers · CRD # 128202 · IL · Approved
- LESLIE MARIE GIORDANORegistered Investment Advisers · CRD # 126274 · NY · Approved
- LESTE CAPITAL PARTNERS (FLORIDA), LLCRegistered Investment Advisers · CRD # 285179 · FL · Approved
- LESTE USA, LLCRegistered Investment Advisers · CRD # 301289 · FL · Approved
- LESTER FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 317036 · IL · Approved
- LET BOB ADVISORY, LLCRegistered Investment Advisers · CRD # 321854 · Approved
- LETKO, BROSSEAU & ASSOCIATES INC.Registered Investment Advisers · CRD # 133221 · Approved
- LETSON INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 125830 · Approved
- LEUCADIA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 121767 · NY · Approved
- LEVATUS LLCRegistered Investment Advisers · CRD # 287811 · MA · Approved
- LEVCO CAPITAL LPRegistered Investment Advisers · CRD # 161117 · NY · Approved
- LEVEL 5 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 304140 · Approved
- LEVEL EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160016 · NY · Approved
- LEVEL FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 110641 · NY · Approved
- LEVEL FOUR ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 134086 · TX · Approved
- LEVEL FOUR CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 304792 · TX · Approved
- LEVEL ONE GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 316294 · FL · Approved
- LEVEL VENTURES MANAGEMENT LLCRegistered Investment Advisers · CRD # 323733 · FL · Approved
- LEVEL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 301381 · NC · Approved
- LEVENSON WEALTH LLCRegistered Investment Advisers · CRD # 288726 · Approved
- LEVERTY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 310258 · WI · Approved
- LEVIN CAPITAL STRATEGIES, L.P.Registered Investment Advisers · CRD # 137147 · NY · Approved
- LEVIN FUNDING GROUP LLCRegistered Investment Advisers · CRD # 170087 · AZ · Approved
- LEVINE LEICHTMAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 140980 · CA · Approved
- LEVINE LEICHTMAN STRATEGIC CAPITAL, LLCRegistered Investment Advisers · CRD # 289401 · CA · Approved
- LEVINE, DAVID ALANRegistered Investment Advisers · CRD # 167584 · Approved
- LEWINTER WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 155921 · Approved
- LEWIS & CLARK EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 299686 · MO · Approved
- LEWIS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143409 · CA · Approved
- LEWIS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133619 · CA · Approved
- LEWIS CAPITAL MANAGEMENT, LLLPRegistered Investment Advisers · CRD # 112463 · Approved
- LEWIS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116344 · NC · Approved
- LEWIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 170324 · CA · Approved
- LEXAURUM ADVISORS, LLCRegistered Investment Advisers · CRD # 283653 · KS · Approved
- LEXINGTON ADVISORS LLCRegistered Investment Advisers · CRD # 107364 · NY · Approved
- LEXINGTON AVENUE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167834 · Approved
- LEXINGTON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 292364 · NJ · Approved
- LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127618 · TN · Approved
- LEXINGTON HILL PARTNERS, LLCRegistered Investment Advisers · CRD # 301810 · TX · Approved
- LEXINGTON PARTNERS L.P.Registered Investment Advisers · CRD # 147281 · NY · Approved
- LEXINGTON RESEARCH AND CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 108576 · AR · Approved