Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LEADING EDGE FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 277149 · TN · Approved
- LEADING EDGE INVESTMENT ADVISORS,LLCRegistered Investment Advisers · CRD # 136476 · CA · Approved
- LEATHERBACK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310252 · FL · Approved
- LEATHERBACK INVESTMENTS LLCRegistered Investment Advisers · CRD # 299608 · NJ · Approved
- LEAVELL INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 107890 · AL · Approved
- LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 167243 · NY · Approved
- LEBENTHAL GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283303 · NY · Approved
- LECLAIR WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 332827 · OH · Approved
- LECONTE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168539 · TN · Approved
- LEDER FIDUCIARY CAPITAL LLCRegistered Investment Advisers · CRD # 285490 · TX · Approved
- LEDERER & ASSOCIATES INVESTMENT COUNSELRegistered Investment Advisers · CRD # 110376 · CA · Approved
- LEDGEWOOD WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 109049 · NH · Approved
- LEE DANNER & BASS INCRegistered Investment Advisers · CRD # 111002 · TN · Approved
- LEE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 157422 · NY · Approved
- LEE FINANCIAL COMPANY, LLCRegistered Investment Advisers · CRD # 105910 · TX · Approved
- LEE JOHNSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 115009 · TX · Approved
- LEE OVERLAY PARTNERS LTDRegistered Investment Advisers · CRD # 110822 · Approved
- LEE-WAY FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 113983 · MS · Approved
- LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 331717 · Approved
- LEEB CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104793 · NY · Approved
- LEEDS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 327004 · CA · Approved
- LEEDS EQUITY ADVISORS LLCRegistered Investment Advisers · CRD # 161956 · NY · Approved
- LEELYN SMITH, LLCRegistered Investment Advisers · CRD # 110517 · IL · Approved
- LEEWARD FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288779 · Approved
- LEEWARD INVESTMENTS, LLCRegistered Investment Advisers · CRD # 312557 · MA · Approved
- LEFAVI WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 104961 · UT · Approved
- LEFT BRAIN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170348 · IL · Approved
- LEFT LANE CAPITAL LLCRegistered Investment Advisers · CRD # 309286 · NY · Approved
- LEGA Z ADVISORY LLCRegistered Investment Advisers · CRD # 297417 · Approved
- LEGACIES WEALTH LLCRegistered Investment Advisers · CRD # 143138 · MN · Approved
- LEGACY ADVISORS, LLCRegistered Investment Advisers · CRD # 139830 · PA · Approved
- LEGACY ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 147173 · PA · Approved
- LEGACY BEYOND WEALTH LLCRegistered Investment Advisers · CRD # 328708 · Approved
- LEGACY BRIDGE, LLCRegistered Investment Advisers · CRD # 282261 · IA · Approved
- LEGACY CAPITAL GROUP CALIFORNIA, INC.Registered Investment Advisers · CRD # 111436 · CA · Approved
- LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 319078 · CA · Approved
- LEGACY CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332184 · TX · Approved
- LEGACY CAPITAL WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 291960 · AR · Approved
- LEGACY CG LLCRegistered Investment Advisers · CRD # 108541 · TX · Approved
- LEGACY CHIEF FINANCIAL OFFICE, LLCRegistered Investment Advisers · CRD # 300873 · TX · Approved
- LEGACY CORNERSTONE WEALTH LLCRegistered Investment Advisers · CRD # 281027 · AZ · Approved
- LEGACY EDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 328064 · NY · Approved
- LEGACY FINANCIAL ADVISORS CORPORATIONRegistered Investment Advisers · CRD # 115384 · MN · Approved
- LEGACY FINANCIAL ADVISORS II, LLCRegistered Investment Advisers · CRD # 309156 · Approved
- LEGACY FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 158675 · KY · Approved
- LEGACY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 154927 · IA · Approved
- LEGACY FINANCIAL INDEPENDENT ADVISORS LLCRegistered Investment Advisers · CRD # 324258 · KY · Approved
- LEGACY FINANCIAL SERVICES GROUP, INC.Registered Investment Advisers · CRD # 140514 · MI · Approved
- LEGACY FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 283553 · KS · Approved
- LEGACY INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 133014 · KS · Approved