Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LUMINATE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 269873 · CA · Approved
- LUMINESCENT WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 337660 · AZ · Approved
- LUMINIST CAPITAL, LLCRegistered Investment Advisers · CRD # 173396 · Approved
- LUMINT CORPORATIONRegistered Investment Advisers · CRD # 324443 · MA · Approved
- LUMINUS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157536 · TX · Approved
- LUMINVEST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 326261 · AZ · Approved
- LUMMIS ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 114357 · TX · Approved
- LUMOS CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 306528 · NY · Approved
- LUNA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307687 · CA · Approved
- LUNIN-PACK PLANNING AND ADVICE, LLCRegistered Investment Advisers · CRD # 334066 · NY · Approved
- LUNT CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 125183 · UT · Approved
- LUPA RIA INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 314819 · NY · Approved
- LUTHER FOREST WEALTH ADVISORS, L.L.C.Registered Investment Advisers · CRD # 142714 · NY · Approved
- LUTHER KING CAPITAL MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 110093 · TX · Approved
- LUTZ FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 117273 · NE · Approved
- LUXOR CAPITAL GROUP, LPRegistered Investment Advisers · CRD # 138253 · NY · Approved
- LVM CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 111039 · MI · Approved
- LVW ADVISORS, LLCRegistered Investment Advisers · CRD # 159403 · NY · Approved
- LVZ, INC.Registered Investment Advisers · CRD # 124228 · MI · Approved
- LW CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313151 · Approved
- LWEALTH, LLCRegistered Investment Advisers · CRD # 152253 · TX · Approved
- LWM ADVISORS INCRegistered Investment Advisers · CRD # 146620 · CA · Approved
- LWO LLCRegistered Investment Advisers · CRD # 282281 · TX · Approved
- LYELL WEALTH MANAGEMENT LPRegistered Investment Advisers · CRD # 283521 · CA · Approved
- LYGH CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 321637 · Approved
- LYKOS GLOBAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 329441 · CT · Approved
- LYLE, ALLAN GLENRegistered Investment Advisers · CRD # 10603 · CA · Approved
- LYNCH & ASSOCIATES INCRegistered Investment Advisers · CRD # 108326 · IN · Approved
- LYNCH ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 159938 · Approved
- LYNCH FINANCIAL ADVISORS, INCRegistered Investment Advisers · CRD # 342560 · CA · Approved
- LYNCH INVESTMENT PLANNING, LLCRegistered Investment Advisers · CRD # 115956 · PA · Approved
- LYNK CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 329038 · FL · Approved
- LYNNLEIGH & COMPANY, LLCRegistered Investment Advisers · CRD # 285044 · NY · Approved
- LYNROCK LAKE LPRegistered Investment Advisers · CRD # 292931 · NY · Approved
- LYNWOOD PRICE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 323308 · TX · Approved
- LYNX ADVISORY PARTNERS LLCRegistered Investment Advisers · CRD # 326594 · FL · Approved
- LYNX ASSET MANAGEMENT ABRegistered Investment Advisers · CRD # 285234 · Approved
- LYNX CAPITAL GROUP LTDRegistered Investment Advisers · CRD # 120459 · Approved
- LYNX CAPITAL, LLCRegistered Investment Advisers · CRD # 306282 · GA · Approved
- LYNX INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 111814 · DC · Approved
- LYNX1 CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 310301 · PR · Approved
- LYON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111311 · NY · Approved
- LYON WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 325041 · NC · Approved
- LYONROSS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156637 · NY · Approved
- LYONS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 335733 · LA · Approved
- LYONS VIEW CAPITAL, LLCRegistered Investment Advisers · CRD # 324582 · AL · Approved
- LYONS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150581 · FL · Approved
- LYRIC CAPITAL MANAGEMENT GROUP, L.P.Registered Investment Advisers · CRD # 299917 · NY · Approved
- LYRICAL ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 148267 · NY · Approved
- LYTLE INVESTMENT SERVICES CORP.Registered Investment Advisers · CRD # 297591 · NY · Approved