SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 135 matching (names starting with K)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- K R FINANCIAL LLCRegistered Investment Advisers · CRD # 111282 · Approved
- K.J. HARRISON & PARTNERS (USA) INC.Registered Investment Advisers · CRD # 282353 · Approved
- K2 MANAGEMENT CO.Exempt Reporting Advisers · CRD # 324175 · ERA - Active
- K2 VENTURE MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 324174 · ERA - Active
- K5 GLOBAL ADVISOR LLCRegistered Investment Advisers · CRD # 314373 · Approved
- KADENSA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 285524 · ERA - Active
- KADITA PARTNERS PTE. LTD.Registered Investment Advisers · CRD # 326660 · Approved
- KAE CAPITAL MANAGEMENT PRIVATE LIMITEDExempt Reporting Advisers · CRD # 175414 · ERA - Active
- KAILASH CAPITAL RESEARCH LLCRegistered Investment Advisers · CRD # 304509 · Approved
- KAIROS HEALTH CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329879 · ERA - Active
- KAISER PARTNER FINANCIAL ADVISORS LTD.Registered Investment Advisers · CRD # 149431 · Approved
- KAIZEN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 308168 · Approved
- KAIZEN INVESTMENT MANAGEMENT PTE. LTDExempt Reporting Advisers · CRD # 329370 · ERA - Active
- KAIZEN RETIREMENT PLAN ADVISORS, LLCRegistered Investment Advisers · CRD # 289238 · Approved
- KALAARI CAPITAL ADVISORS PVT LTDExempt Reporting Advisers · CRD # 162999 · ERA - Active
- KALEIDO CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 342284 · 120-Day Approval
- KALTBAUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123991 · Approved
- KALYSTA CAPITAL PRIVATE LTD MAURITIUSExempt Reporting Advisers · CRD # 175454 · ERA - Active
- KAMICHU WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 295412 · Approved
- KARMA CAPITAL ADVISORS PVT LTD.Registered Investment Advisers · CRD # 335212 · Approved
- KARMAN VENTURES, LLCExempt Reporting Advisers · CRD # 322083 · ERA - Active
- KARTESIA MANAGEMENT SÀRLExempt Reporting Advisers · CRD # 289175 · ERA - Active
- KASSIRA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165070 · Approved
- KASZEK MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 162456 · ERA - Active
- KATERI FUND MANAGER LLCExempt Reporting Advisers · CRD # 343311 · ERA - Active
- KAYYAK VENTURES SPAExempt Reporting Advisers · CRD # 331628 · ERA - Active
- KBI GLOBAL INVESTORS (NORTH AMERICA) LTDRegistered Investment Advisers · CRD # 113606 · Approved
- KC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 154321 · Approved
- KCB GAMMA GP LLCExempt Reporting Advisers · CRD # 309089 · ERA - Active
- KDT VENTURES LLCExempt Reporting Advisers · CRD # 319012 · ERA - Active
- KEARNS & ASSOCIATES LLCRegistered Investment Advisers · CRD # 157449 · Approved
- KEARNY JACKSON VC, LLCExempt Reporting Advisers · CRD # 329560 · ERA - Active
- KEARNY JACKSON, LLCExempt Reporting Advisers · CRD # 297133 · ERA - Active
- KEARNY VENTURE ASSOCIATES III, LLCExempt Reporting Advisers · CRD # 309872 · ERA - Active
- KEDAARA CAPITAL ADVISORY SERVICES LLPExempt Reporting Advisers · CRD # 290337 · ERA - Active
- KEDAARA CAPITAL INVESTMENT MANAGERS LIMITEDExempt Reporting Advisers · CRD # 165230 · ERA - Active
- KEDALION CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 298322 · ERA - Active
- KEDMA CAPITAL S.H.E. LTDExempt Reporting Advisers · CRD # 284098 · ERA - Active
- KEEL CAPITAL ABRegistered Investment Advisers · CRD # 283825 · Approved
- KEEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285682 · Approved
- KEEN CAPITAL, LLCRegistered Investment Advisers · CRD # 283597 · Approved
- KEENSIGHT CAPITALExempt Reporting Advisers · CRD # 301910 · ERA - Active
- KELLEY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 119099 · Approved
- KELLY PARK INVESTMENT LLCRegistered Investment Advisers · CRD # 299882 · Approved
- KENNICOTT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 128947 · Approved
- KENSYS LTDRegistered Investment Advisers · CRD # 327832 · Approved
- KENTER CANYON CAPITAL, LLCRegistered Investment Advisers · CRD # 150624 · Approved
- KEPPEL CREDIT FUND MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 331035 · ERA - Active
- KEPPEL FUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 162842 · ERA - Active
- KERNS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322713 · ERA - Active