SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 135 matching (names starting with K)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- KEROGEN CAPITAL (ASIA) LIMITEDExempt Reporting Advisers · CRD # 164934 · ERA - Active
- KEROGEN CAPITAL (UK) LIMITEDExempt Reporting Advisers · CRD # 295043 · ERA - Active
- KEROGEN CAPITAL II LIMITEDExempt Reporting Advisers · CRD # 295054 · ERA - Active
- KERR FINANCIAL PLANNING CORPORATIONRegistered Investment Advisers · CRD # 277142 · Approved
- KESTENBAUM CAPITAL, LLCRegistered Investment Advisers · CRD # 323268 · Approved
- KESTER CAPITAL LLPExempt Reporting Advisers · CRD # 174588 · ERA - Active
- KESTREL 0X1 ADVISORY US LLCExempt Reporting Advisers · CRD # 329704 · ERA - Active
- KESTREL PARTNERS LLPRegistered Investment Advisers · CRD # 226573 · Approved
- KEVIN E. VANDENBERG, LLCRegistered Investment Advisers · CRD # 173687 · Approved
- KEY 1 CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 331433 · ERA - Active
- KEYHAVEN CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 146544 · ERA - Active
- KEYRIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 175204 · Approved
- KEYROCK CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 299521 · ERA - Active
- KEYSTONE INVESTORS PTE. LTD.Exempt Reporting Advisers · CRD # 318768 · ERA - Active
- KEYTONE VENTURES (HONG KONG) ADVISERS LIMITEDExempt Reporting Advisers · CRD # 163386 · ERA - Active
- KEYWISE CAPITAL MANAGEMENT (HK) LIMITEDRegistered Investment Advisers · CRD # 160593 · Approved
- KF ADVISORS LIMITEDExempt Reporting Advisers · CRD # 163423 · ERA - Active
- KH2 CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 340235 · ERA - Active
- KHAVEEN INVESTMENTS SDN. BHD.Registered Investment Advisers · CRD # 333688 · Approved
- KIARA ADVISORS PTE LTDExempt Reporting Advisers · CRD # 284221 · ERA - Active
- KILTEARN PARTNERS LLPRegistered Investment Advisers · CRD # 158789 · Approved
- KILTER GROUP LLCRegistered Investment Advisers · CRD # 330356 · Approved
- KIN VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 322955 · ERA - Active
- KINDERGARTEN VENTURES, LLCExempt Reporting Advisers · CRD # 316404 · ERA - Active
- KING RIDGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 333383 · Approved
- KING RIVER CAPITAL MANAGEMENT PTY LTDRegistered Investment Advisers · CRD # 317361 · Approved
- KINGDOM LEGACY ADVISORS CORPORATIONRegistered Investment Advisers · CRD # 334847 · Approved
- KINGS COURT CAPITAL PTE. LTDRegistered Investment Advisers · CRD # 311229 · Approved
- KINGSBURY CAPITAL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 145658 · Approved
- KINGSWAY CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 291956 · ERA - Active
- KINNERTON HILL CAPITAL LLPExempt Reporting Advisers · CRD # 343484 · ERA - Active
- KINTBURY CAPITAL LLPExempt Reporting Advisers · CRD # 192513 · ERA - Active
- KINTERRA CAPITAL CORP.Exempt Reporting Advisers · CRD # 321071 · ERA - Active
- KIPVEN MANAGEMENT(BVI) LTDExempt Reporting Advisers · CRD # 322929 · ERA - Active
- KIRKOSWALD ASSET MANAGEMENT ASIA PTE. LTD.Exempt Reporting Advisers · CRD # 341109 · ERA - Active
- KIRKOSWALD CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139217 · Approved
- KIRKOSWALD CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 171671 · ERA - Active
- KIRKOSWALD GLOBAL MANAGEMENT SERVICES LTD.Exempt Reporting Advisers · CRD # 322811 · ERA - Active
- KITE LAKE CAPITAL MANAGEMENT (UK) LLPExempt Reporting Advisers · CRD # 168309 · ERA - Active
- KIWOOM ASSET MANAGEMENT ASIA PTE. LTD.Exempt Reporting Advisers · CRD # 338581 · ERA - Active
- KJ CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 147495 · Approved
- KKA MANAGEMENT GMBHExempt Reporting Advisers · CRD # 323240 · ERA - Active
- KKR ALTERNATIVE INVESTMENT MANAGEMENT UNLIMITED COMPANYExempt Reporting Advisers · CRD # 226531 · ERA - Active
- KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 309194 · Approved
- KLAR PARTNERS LTDExempt Reporting Advisers · CRD # 311707 · ERA - Active
- KLI ASSET MANAGEMENT LLPExempt Reporting Advisers · CRD # 299898 · ERA - Active
- KLINGER.IO ADVISORS LLCExempt Reporting Advisers · CRD # 305800 · ERA - Active
- KMF INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146210 · Approved
- KNECHT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319100 · Approved
- KNYSNA INVESTMENT MANAGEMENT IC LIMITEDExempt Reporting Advisers · CRD # 324424 · ERA - Active