Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- J. TEAM FINANCIAL, INC.Registered Investment Advisers · CRD # 134104 · TX · Approved
- J.E. SIMMONS & CO., P.C.Registered Investment Advisers · CRD # 108789 · TX · Approved
- J.K. FINANCIAL, INC.Registered Investment Advisers · CRD # 114929 · TX · Approved
- JACKSON HILL ADVISORS, LLCRegistered Investment Advisers · CRD # 284162 · TX · Approved
- JASPER RIDGE PARTNERS, L.P.Registered Investment Advisers · CRD # 144401 · TX · Approved
- JAYKAY WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 170192 · TX · Approved
- JCP INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150635 · TX · Approved
- JOHKIM CAPITAL PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 289512 · TX · Approved
- JOSEPH ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 324475 · TX · Approved
- JOYCE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325221 · TX · Approved
- JTS FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 283677 · TX · Approved
- JUNCTION ENERGY CAPITAL, LLCExempt Reporting Advisers · CRD # 298430 · TX · ERA - Active
- JUNIPER CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 173612 · TX · Approved
- JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312630 · TX · Approved
- JUNIPER CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 289115 · TX · ERA - Active