Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- J.D. CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 125053 · MA · ERA - Active
- J.M. FORBES & CO. LLPRegistered Investment Advisers · CRD # 107422 · MA · Approved
- J.P. MARVEL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 144364 · MA · Approved
- J.R. PRUNIER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 321026 · MA · Approved
- J2 VENTURES ADVISORS, LLCExempt Reporting Advisers · CRD # 317140 · MA · ERA - Active
- JAHD MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 282189 · MA · Approved
- JANUARY VENTURES GP, LLCExempt Reporting Advisers · CRD # 317546 · MA · ERA - Active
- JCM FUND MANAGER, LLCExempt Reporting Advisers · CRD # 173656 · MA · ERA - Active
- JMC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169235 · MA · Approved
- JNR EQUITY FUND I MANAGER LLCExempt Reporting Advisers · CRD # 324939 · MA · ERA - Active
- JNR EQUITY FUND II MANAGER LLCExempt Reporting Advisers · CRD # 336845 · MA · ERA - Active
- JOHCM (USA) INCRegistered Investment Advisers · CRD # 167596 · MA · Approved
- JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 105790 · MA · Approved
- JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 174433 · MA · Approved
- JOHN HANCOCK VARIABLE TRUST ADVISERS LLCRegistered Investment Advisers · CRD # 16009 · MA · Approved
- JONES STREET INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 312542 · MA · ERA - Active
- JULEX CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166053 · MA · Approved
- JUVIA GROUP, L.P.Exempt Reporting Advisers · CRD # 343813 · MA · ERA - Active