Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- JMN FINANCIAL, LLCRegistered Investment Advisers · CRD # 316673 · Approved
- JMS CAPITAL GROUP WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 281325 · PA · Approved
- JNBA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 106550 · MN · Approved
- JOCELYN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323831 · CA · Approved
- JOE ALLEN, LLCRegistered Investment Advisers · CRD # 342928 · AZ · 120-Day Approval
- JOEL ADAMS AND ASSOCIATES INC.Registered Investment Advisers · CRD # 319379 · NC · Approved
- JOEL ISAACSON & CO., LLCRegistered Investment Advisers · CRD # 152450 · NY · Approved
- JOEL R. MOGY INVESTMENT COUNSEL INC.Registered Investment Advisers · CRD # 111622 · CA · Approved
- JOHCM (USA) INCRegistered Investment Advisers · CRD # 167596 · MA · Approved
- JOHKIM CAPITAL PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 289512 · TX · Approved
- JOHN A. WOLFE & ASSOCIATES, INC.Registered Investment Advisers · CRD # 110799 · MI · Approved
- JOHN BOYER, INC.Registered Investment Advisers · CRD # 145275 · FL · Approved
- JOHN E. SESTINA AND COMPANYRegistered Investment Advisers · CRD # 108634 · OH · Approved
- JOHN F SUBY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 150824 · WI · Approved
- JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 105790 · MA · Approved
- JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 174433 · MA · Approved
- JOHN HANCOCK VARIABLE TRUST ADVISERS LLCRegistered Investment Advisers · CRD # 16009 · MA · Approved
- JOHN MOORE & ASSOCIATES INCRegistered Investment Advisers · CRD # 109791 · NM · Approved
- JOHN W. BRISTOL & CO., INC.Registered Investment Advisers · CRD # 105597 · NY · Approved
- JOHN W. BROOKER & CO., CPAS, PCRegistered Investment Advisers · CRD # 105437 · CA · Approved
- JOHNSON & SHUTE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 116667 · WA · Approved
- JOHNSON & WHITE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 169795 · PA · Approved
- JOHNSON BIXBY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 310839 · WA · Approved
- JOHNSON DUNN CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 320849 · Approved
- JOHNSON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 125101 · CO · Approved
- JOHNSON INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 117054 · OH · Approved
- JOHNSON LYMAN, INC.Registered Investment Advisers · CRD # 150150 · CA · Approved
- JOHNSON STERLING, INC.Registered Investment Advisers · CRD # 106379 · AL · Approved
- JOHNSON WEALTH INC.Registered Investment Advisers · CRD # 125557 · WI · Approved
- JOHNSON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123105 · ND · Approved
- JOHNSTON INVESTMENT COUNSEL, LTD.Registered Investment Advisers · CRD # 109726 · IL · Approved
- JONATHAN ROBERTS ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 112294 · FL · Approved
- JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 152930 · OR · Approved
- JONES HILL CAPITAL LPRegistered Investment Advisers · CRD # 339686 · NY · Approved
- JONES KERTZ & ASSOCIATES, INC.Registered Investment Advisers · CRD # 104976 · MN · Approved
- JONES ROAD CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 296822 · NY · Approved
- JORDAN PARK GROUP LLCRegistered Investment Advisers · CRD # 287755 · CA · Approved
- JORDAN/ZALAZNICK ADVISERS, INC.Registered Investment Advisers · CRD # 160932 · NY · Approved
- JORDANELLE CAPITAL, LLCRegistered Investment Advisers · CRD # 323676 · UT · Approved
- JOSEPH ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 324475 · TX · Approved
- JOSEPH JOHN HASSON, JR.Registered Investment Advisers · CRD # 109301 · Approved
- JOSEPH P. LUCIA & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 147625 · NY · Approved
- JOSH ARNOLD INVESTMENT CONSULTANT, LLCRegistered Investment Advisers · CRD # 163088 · MN · Approved
- JOSS BROWN WEALTH ADVISORS GROUP LLCRegistered Investment Advisers · CRD # 324719 · VA · Approved
- JOURNEY ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 171919 · KY · Approved
- JOURNEY BEYOND WEALTH, LLCRegistered Investment Advisers · CRD # 290367 · GA · Approved
- JOURNEY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 123565 · IL · Approved
- JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315237 · ID · Approved
- JOYCE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325221 · TX · Approved
- JP WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 129475 · SC · Approved