SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 207 matching (names starting with H)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- H CAPITAL MANAGEMENT COMPANY, LTD.Exempt Reporting Advisers · CRD # 192519 · ERA - Active
- H I A - HELVETIA INVESTMENT ADVISORS SARegistered Investment Advisers · CRD # 171155 · Approved
- H INVESTMENT MANAGEMENT COMPANY, LTD.Exempt Reporting Advisers · CRD # 297455 · ERA - Active
- H2 EQUITY PARTNERS B.V.Exempt Reporting Advisers · CRD # 162637 · ERA - Active
- H2 EQUITY PARTNERS FUND MANAGEMENT B.V.Exempt Reporting Advisers · CRD # 284424 · ERA - Active
- HABROK CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 157014 · Approved
- HADLEY INVESTMENT CO.Registered Investment Advisers · CRD # 313400 · Approved
- HAHN & COMPANYExempt Reporting Advisers · CRD # 283019 · ERA - Active
- HAKLUYT CAPITAL LIMITEDExempt Reporting Advisers · CRD # 331195 · ERA - Active
- HALFCOURT VENTURES LLCExempt Reporting Advisers · CRD # 284088 · ERA - Active
- HALLSTATT ADVISORS L.P.Registered Investment Advisers · CRD # 319512 · Approved
- HALOGEN VENTURES MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 304031 · ERA - Active
- HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.Registered Investment Advisers · CRD # 161288 · Approved
- HAMPEL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 300246 · Approved
- HANGAR 4 PARTNERS, LLCExempt Reporting Advisers · CRD # 129769 · ERA - Active
- HANNAH GREY VENTURES, LLCExempt Reporting Advisers · CRD # 314454 · ERA - Active
- HANOVER INVESTORS MANAGEMENT (MALTA) LIMITEDExempt Reporting Advisers · CRD # 315411 · ERA - Active
- HANOVER INVESTORS MANAGEMENT LLPExempt Reporting Advisers · CRD # 315360 · ERA - Active
- HANOVER SQUARE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 336534 · Approved
- HANSA CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 343267 · ERA - Active
- HANSEATIC ASSET MANAGEMENT LBGExempt Reporting Advisers · CRD # 343609 · ERA - Active
- HAO ADVISORS MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 284180 · ERA - Active
- HAO MANAGEMENT LTDExempt Reporting Advisers · CRD # 163532 · ERA - Active
- HARA CAPITAL LLCRegistered Investment Advisers · CRD # 315108 · Approved
- HARBOR ASSET PLANNING, INC.Registered Investment Advisers · CRD # 144944 · Approved
- HARBOR LIGHT PLANNING, LLCRegistered Investment Advisers · CRD # 129022 · Approved
- HARBOUR LITIGATION FUNDING LIMITEDExempt Reporting Advisers · CRD # 226602 · ERA - Active
- HARBOUR25 MANAGEMENT SERVICES, L.L.C.Exempt Reporting Advisers · CRD # 338604 · ERA - Active
- HARBOURFRONT WEALTH AMERICA INC.Registered Investment Advisers · CRD # 306941 · Approved
- HARLOW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 133918 · Approved
- HARMONIC CAPITAL, LLCRegistered Investment Advisers · CRD # 335516 · Approved
- HARMONT FIXED INCOME, LLCRegistered Investment Advisers · CRD # 321151 · Approved
- HARTLEY ADVISORS CORP.Registered Investment Advisers · CRD # 130769 · Approved
- HARVEST CAPITAL ASSETS, LLCRegistered Investment Advisers · CRD # 269951 · Approved
- HARVEST GLOBAL INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 157964 · Approved
- HARVEST INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 136693 · Approved
- HARWOOD CAPITAL LLPRegistered Investment Advisers · CRD # 161632 · Approved
- HARWOOD PRIVATE EQUITY LLPRegistered Investment Advisers · CRD # 330340 · Approved
- HASH3 LLCExempt Reporting Advisers · CRD # 326205 · ERA - Active
- HASHDEX ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 298750 · ERA - Active
- HASHKEY CAPITAL INVESTMENTExempt Reporting Advisers · CRD # 315508 · ERA - Active
- HASHKEY FINTECH INVESTMENTExempt Reporting Advisers · CRD # 318593 · ERA - Active
- HAT TRICK CAPITAL LLCExempt Reporting Advisers · CRD # 324504 · ERA - Active
- HATCH COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 324472 · Approved
- HAVELET BAY CAPITAL INTERNATIONAL LTD.Exempt Reporting Advisers · CRD # 340712 · ERA - Active
- HAVENSHARE FINANCIAL, LLCRegistered Investment Advisers · CRD # 167236 · Approved
- HAVERSTOCK CAPITAL LLPRegistered Investment Advisers · CRD # 340312 · Approved
- HAWKEYE PARTNERS, LPRegistered Investment Advisers · CRD # 134601 · Approved
- HAWKINS INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 134857 · Approved
- HAWKTAIL, LLCExempt Reporting Advisers · CRD # 299032 · ERA - Active