Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- HAIMS CAPITAL LTDExempt Reporting Advisers · CRD # 340605 · CO · ERA - Active
- HARBOR FINANCIAL INSTITUTE LTDExempt Reporting Advisers · CRD # 340081 · CO · ERA - Active
- HARBOR FINANCING INCExempt Reporting Advisers · CRD # 339066 · CO · ERA - Active
- HARMOVEST CAPITAL US LTDExempt Reporting Advisers · CRD # 344064 · CO · ERA - Active
- HARRISON STREET PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 143857 · CO · Approved
- HAVEN FIDUCIARY RETURNS LTDExempt Reporting Advisers · CRD # 340126 · CO · ERA - Active
- HEIRLOOM WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 292277 · CO · Approved
- HELIOS CLIMATE VENTURES, LLCExempt Reporting Advisers · CRD # 319615 · CO · ERA - Active
- HELIOS WEALTH MANAGEMENT LTDExempt Reporting Advisers · CRD # 340014 · CO · ERA - Active
- HELM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141773 · CO · Approved
- HEVORX INVESTMENT ADVISORS LLCExempt Reporting Advisers · CRD # 342246 · CO · ERA - Active
- HIGGINS & SCHMIDT WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 286063 · CO · Approved
- HIGHPASS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 159535 · CO · Approved
- HINCHLEY ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 157860 · CO · Approved
- HINDS FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 129971 · CO · Approved
- HOFFMANN HERMANSON LLCRegistered Investment Advisers · CRD # 130484 · CO · Approved
- HORIZON WEALTH INVESTMENT SOLUTIONS LLCRegistered Investment Advisers · CRD # 333752 · CO · Approved
- HYPERX FOUNDATION LTDExempt Reporting Advisers · CRD # 336782 · CO · ERA - Active
- HYXCEL ASSET MANAGEMENT INC.Exempt Reporting Advisers · CRD # 341265 · CO · ERA - Active