SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 207 matching (names starting with H)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- HONEYSTONE VENTURES LLCExempt Reporting Advisers · CRD # 309611 · ERA - Active
- HONEYTREE INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 313415 · Approved
- HONGSHAN CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 161562 · ERA - Active
- HONY CAPITAL LIMITEDExempt Reporting Advisers · CRD # 162154 · ERA - Active
- HOOVEST CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 327888 · Approved
- HOPE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283265 · ERA - Active
- HOPLON INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 327125 · ERA - Active
- HORIZON CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 162051 · ERA - Active
- HORIZON CAPITAL LLPExempt Reporting Advisers · CRD # 162167 · ERA - Active
- HORIZON WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148338 · Approved
- HORNIK CAPITAL MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 337353 · ERA - Active
- HOSEN CAPITAL (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 284542 · ERA - Active
- HOSEN FCV GP, LTD.Exempt Reporting Advisers · CRD # 319726 · ERA - Active
- HOSEN PRIVATE EQUITY III GP, LTD.Exempt Reporting Advisers · CRD # 308389 · ERA - Active
- HOSKING PARTNERS LLPRegistered Investment Advisers · CRD # 173527 · Approved
- HOSTONE SAExempt Reporting Advisers · CRD # 306138 · ERA - Active
- HOTTINGER & CO LIMITEDRegistered Investment Advisers · CRD # 316515 · Approved
- HOVER4PI CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 331899 · Approved
- HOWARD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299052 · Approved
- HOXTON VENTURES LLPExempt Reporting Advisers · CRD # 322671 · ERA - Active
- HQ CAPITAL (DEUTSCHLAND) GMBHExempt Reporting Advisers · CRD # 336628 · ERA - Active
- HR ADVOCATES, INC.Registered Investment Advisers · CRD # 163588 · Approved
- HS GROUP (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 172043 · ERA - Active
- HSBC ALTERNATIVE INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 172486 · ERA - Active
- HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITEDExempt Reporting Advisers · CRD # 324468 · ERA - Active
- HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 105193 · Approved
- HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDRegistered Investment Advisers · CRD # 154700 · Approved
- HSBC MANAGEMENT (GUERNSEY) LIMITEDExempt Reporting Advisers · CRD # 172522 · ERA - Active
- HSG ADVISORS (SG) PTE. LTDExempt Reporting Advisers · CRD # 342674 · ERA - Active
- HSI GESTORA DE ATIVOS FINANCEIROS LTDA.Exempt Reporting Advisers · CRD # 325801 · ERA - Active
- HSI GESTORA DE CREDITO PRIVADO LTDAExempt Reporting Advisers · CRD # 322525 · ERA - Active
- HSI GESTORA DE REAL ESTATE PRIVATE EQUITY LTDAExempt Reporting Advisers · CRD # 322581 · ERA - Active
- HUAXING ASSOCIATES III, L.P.Exempt Reporting Advisers · CRD # 330910 · ERA - Active
- HUAXING GROWTH CAPITAL ADVISORY LIMITEDExempt Reporting Advisers · CRD # 330909 · ERA - Active
- HUAXING GROWTH CAPITAL MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 330918 · ERA - Active
- HUDSON HOUSE CAPITAL INCORPORATEDRegistered Investment Advisers · CRD # 335654 · Approved
- HUMAN ELEMENT VENTURES, LLCExempt Reporting Advisers · CRD # 329759 · ERA - Active
- HUMBLE VENTURES LLCExempt Reporting Advisers · CRD # 306493 · ERA - Active
- HUMILIS INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 338310 · Approved
- HUMLA VENTURES LLCExempt Reporting Advisers · CRD # 327731 · ERA - Active
- HUMMER FINANCIAL ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 108550 · Approved
- HUMMING BIRD MAURITIUSExempt Reporting Advisers · CRD # 310551 · ERA - Active
- HUMMINGBIRD VENTURES MANAGEMENT NVExempt Reporting Advisers · CRD # 342344 · ERA - Active
- HUNTERS MOON CAPITAL LLPRegistered Investment Advisers · CRD # 334813 · Approved
- HV CAPITAL ADVISER GMBHExempt Reporting Advisers · CRD # 163955 · ERA - Active
- HV CAPITAL MANAGER GMBHExempt Reporting Advisers · CRD # 301966 · ERA - Active
- HWVP MANAGEMENT COMPANY, L.L.C.Exempt Reporting Advisers · CRD # 289786 · ERA - Active
- HY24 SASExempt Reporting Advisers · CRD # 325177 · ERA - Active
- HYCO RIVER INVESTMENTS, INCORPORATEDRegistered Investment Advisers · CRD # 341359 · Approved
- HYLAND, BRUCE TAPPANRegistered Investment Advisers · CRD # 159731 · Approved