SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 207 matching (names starting with H)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- HAWTHORN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140752 · Approved
- HAYES WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 299807 · Approved
- HAYFIN CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 162993 · ERA - Active
- HAYFIN MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 298617 · ERA - Active
- HAYKIN, MICHAELRegistered Investment Advisers · CRD # 113249 · Approved
- HAYMAKER VENTURES LLCExempt Reporting Advisers · CRD # 312862 · ERA - Active
- HAZELVIEW SECURITIES INC.Registered Investment Advisers · CRD # 293469 · Approved
- HBC GROUP LLC.Registered Investment Advisers · CRD # 327012 · Approved
- HCEP MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 310931 · ERA - Active
- HCHP MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318479 · ERA - Active
- HDFC AMC INTERNATIONAL (IFSC) LIMITEDExempt Reporting Advisers · CRD # 328821 · ERA - Active
- HDI CAPITAL LLCRegistered Investment Advisers · CRD # 277119 · Approved
- HEADLINE MANAGEMENT GMBHExempt Reporting Advisers · CRD # 319198 · ERA - Active
- HEADLINE MANAGEMENT LUX S.À.R.L.Exempt Reporting Advisers · CRD # 344374 · ERA - Active
- HEADWAY CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 160893 · ERA - Active
- HEADWAY WEALTH LTDRegistered Investment Advisers · CRD # 342947 · Approved
- HEALTHCAP ADVISOR ABExempt Reporting Advisers · CRD # 162464 · ERA - Active
- HEALTHCAP IX ADVISOR ABExempt Reporting Advisers · CRD # 330436 · ERA - Active
- HEALTHCAP VII ADVISOR ABExempt Reporting Advisers · CRD # 277088 · ERA - Active
- HEALTHCAP VIII ADVISOR ABExempt Reporting Advisers · CRD # 305750 · ERA - Active
- HEALTHCARE VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 313836 · ERA - Active
- HEALTHCOR PARTNERS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 160399 · Approved
- HEDGES ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 313637 · Approved
- HEDOSOPHIA ADVISOR LIMITEDExempt Reporting Advisers · CRD # 319406 · ERA - Active
- HEED CAPITAL SGOIC, S.A.Exempt Reporting Advisers · CRD # 330424 · ERA - Active
- HEIRLOOM INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 281357 · Approved
- HEISLER CAPITAL LLCExempt Reporting Advisers · CRD # 334578 · ERA - Active
- HEITMAN INTERNATIONAL HK LIMITEDRegistered Investment Advisers · CRD # 170550 · Approved
- HEITMAN INTERNATIONAL LLCRegistered Investment Advisers · CRD # 170707 · Approved
- HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITEDRegistered Investment Advisers · CRD # 154476 · Approved
- HEL VED CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306323 · ERA - Active
- HELFORD CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 327219 · ERA - Active
- HELIKON INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 307662 · ERA - Active
- HELIOS CAPITAL MANAGEMENT PTE. LTD .Exempt Reporting Advisers · CRD # 139164 · ERA - Active
- HELIOS INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 162865 · ERA - Active
- HELIX ADVISORY SERVICES LTD.Exempt Reporting Advisers · CRD # 292831 · ERA - Active
- HELIX KAPITAL 3.0 ABExempt Reporting Advisers · CRD # 331609 · ERA - Active
- HEMI VENTURES, LLCExempt Reporting Advisers · CRD # 287982 · ERA - Active
- HENDERSHOT INVESTMENTS, INC.Registered Investment Advisers · CRD # 115472 · Approved
- HENGISTBURY INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 164430 · ERA - Active
- HENRIOT INVESTMENT MANAGEMENT LTDExempt Reporting Advisers · CRD # 337342 · ERA - Active
- HENRY COLLECTIVE, LLCExempt Reporting Advisers · CRD # 319231 · ERA - Active
- HEPWORTH EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 145774 · Approved
- HERITAGE ASSET ADVISORS LTD., LLPRegistered Investment Advisers · CRD # 144125 · Approved
- HERITAGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 310306 · Approved
- HERITAGE GROVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336771 · Approved
- HERITAGE POINT PARTNERS LLCExempt Reporting Advisers · CRD # 322601 · ERA - Active
- HERMES FUND MANAGERS IRELAND LIMITEDExempt Reporting Advisers · CRD # 319364 · ERA - Active
- HERMES GPE LLPRegistered Investment Advisers · CRD # 151848 · Approved
- HERMES INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 153104 · Approved