Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- FIRST GLOBAL (UK) LIMITEDRegistered Investment Advisers · CRD # 312469 · Approved
- FIRST GROWTH CAPITAL LLCRegistered Investment Advisers · CRD # 305958 · Approved
- FIRST GROWTH INVESTMENT MANAGER LPExempt Reporting Advisers · CRD # 173662 · ERA - Active
- FIRST LOOK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173040 · Approved
- FIRST PRINCIPLES GROUP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322950 · Approved
- FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITEDRegistered Investment Advisers · CRD # 283669 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) IM LTDRegistered Investment Advisers · CRD # 160034 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTYRegistered Investment Advisers · CRD # 283670 · Approved
- FIRST SENTIER INVESTORS (AUSTRALIA) RE LTDRegistered Investment Advisers · CRD # 175193 · Approved
- FIRST SENTIER INVESTORS (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 281553 · Approved
- FIRST SENTIER INVESTORS (IRELAND) LIMITEDRegistered Investment Advisers · CRD # 304423 · Approved
- FIRST SENTIER INVESTORS (SINGAPORE)Registered Investment Advisers · CRD # 165124 · Approved
- FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDRegistered Investment Advisers · CRD # 171592 · Approved
- FIRST SENTIER INVESTORS (UK) IM LIMITEDRegistered Investment Advisers · CRD # 281323 · Approved
- FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITEDRegistered Investment Advisers · CRD # 110992 · Approved
- FIRST STEP WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 317527 · Approved
- FIRST TRUST GLOBAL PORTFOLIOS LIMITEDRegistered Investment Advisers · CRD # 169173 · Approved
- FIRSTLOOK PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329551 · ERA - Active
- FIRSTMINUTE CAPITAL LLPExempt Reporting Advisers · CRD # 305960 · ERA - Active
- FITZWALTER CAPITAL LIMITEDExempt Reporting Advisers · CRD # 311745 · ERA - Active
- FIVE ARROWS MANAGERS LLPExempt Reporting Advisers · CRD # 169915 · ERA - Active
- FIVE MILE RIVER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125964 · Approved
- FIVE OCEANS ADVISORS LLCRegistered Investment Advisers · CRD # 308377 · Approved
- FLACK, EMBER LOUISERegistered Investment Advisers · CRD # 114269 · Approved
- FLAIR VENTURES, INC.Exempt Reporting Advisers · CRD # 324230 · ERA - Active
- FLAMEBACK CAPITAL USA, INCRegistered Investment Advisers · CRD # 329123 · Approved
- FLAX POND CAPITAL, LLCRegistered Investment Advisers · CRD # 324332 · Approved
- FLINT ADVISORY LLCExempt Reporting Advisers · CRD # 315994 · ERA - Active
- FLOATING POINT ADVISORS LLCExempt Reporting Advisers · CRD # 310440 · ERA - Active
- FLOOD VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321714 · ERA - Active
- FLOREAT WEALTH MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 309463 · ERA - Active
- FLORENCE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 281038 · Approved
- FLORIN COURT CAPITAL LLPExempt Reporting Advisers · CRD # 281454 · ERA - Active
- FLORIS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 335287 · ERA - Active
- FLOWERING TREE INVESTMENT MANAGEMENT PTE. LTD.Registered Investment Advisers · CRD # 159747 · Approved
- FLOWING RIVER CAPITAL, LLCExempt Reporting Advisers · CRD # 310465 · ERA - Active
- FLOWSTONE PARTNERS, LLCRegistered Investment Advisers · CRD # 301768 · Approved
- FLYING POINT ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 157858 · Approved
- FMR INVESTMENT MANAGEMENT (UK) LIMITEDRegistered Investment Advisers · CRD # 108273 · Approved
- FOCUS PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 281231 · Approved
- FOLIOBEYOND, LLCRegistered Investment Advisers · CRD # 298234 · Approved
- FOLIUS VENTURES LLCExempt Reporting Advisers · CRD # 316952 · ERA - Active
- FONDSMAEGLERSELSKAB HAFNIUM INVESTMENT A/SExempt Reporting Advisers · CRD # 340018 · ERA - Active
- FONDSMAEGLERSELSKABET MAJ INVEST A/SRegistered Investment Advisers · CRD # 288223 · Approved
- FOOTPRINT COALITION VENTURES, LLCExempt Reporting Advisers · CRD # 312398 · ERA - Active
- FOOTPRINT VENTURES, INC.Exempt Reporting Advisers · CRD # 163029 · ERA - Active
- FORADA LIMITEDExempt Reporting Advisers · CRD # 323144 · ERA - Active
- FORD STREET MANAGEMENT LLCExempt Reporting Advisers · CRD # 331094 · ERA - Active
- FOREBRIGHT CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 268819 · ERA - Active
- FORESIGHT AUSTRALIA FUNDS MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 281800 · ERA - Active