Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- EXAMEN MANAGEMENT LLCExempt Reporting Advisers · CRD # 322958 · ERA - Active
- EXCEL INVESTMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 282210 · ERA - Active
- EXCEPTION CAPITAL LLPExempt Reporting Advisers · CRD # 171556 · ERA - Active
- EXCEPTIONAL CAPITAL, LLCExempt Reporting Advisers · CRD # 317856 · ERA - Active
- EXDS CAPITAL LLCRegistered Investment Advisers · CRD # 338093 · Approved
- EXIGENT CAPITAL GROUP LTD.Exempt Reporting Advisers · CRD # 334874 · ERA - Active
- EXPAND FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 293160 · Approved
- EXPAND FINANCIAL, LLCRegistered Investment Advisers · CRD # 152515 · Approved
- EXPEDITION GROWTH CAPITAL LTDExempt Reporting Advisers · CRD # 325510 · ERA - Active
- EXPERIENCE YOUR WEALTH, LLCRegistered Investment Advisers · CRD # 305991 · Approved
- EXPLORA S.A.Exempt Reporting Advisers · CRD # 169476 · ERA - Active
- EXPLORADOR CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 139762 · ERA - Active
- EXPONENT PRIVATE EQUITY LLPExempt Reporting Advisers · CRD # 160069 · ERA - Active
- EXPONENTIAL INVESTMENTS CO., LTD.Exempt Reporting Advisers · CRD # 340271 · ERA - Active
- EXPONENTIAL ZAISAN PARTNERS, LLCExempt Reporting Advisers · CRD # 324159 · ERA - Active
- EYRA LLCRegistered Investment Advisers · CRD # 342637 · 120-Day Approval