Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- DAYAH CAPITAL LLCRegistered Investment Advisers · CRD # 327487 · CT · Approved
- DEEP TRACK CAPITAL, LPRegistered Investment Advisers · CRD # 312459 · CT · Approved
- DELLORA INVESTMENTS LPRegistered Investment Advisers · CRD # 310885 · CT · Approved
- DIALECTIC CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 317039 · CT · ERA - Active
- DIAMANT ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 107788 · CT · Approved
- DIASTOLE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 111604 · CT · Approved
- DISCERENE GROUP LPRegistered Investment Advisers · CRD # 154396 · CT · Approved
- DISCOVERY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161263 · CT · Approved
- DIVYDE CAPITAL PARTNERS L.P.Exempt Reporting Advisers · CRD # 338880 · CT · ERA - Active
- DKR CAPITAL PARTNERS L.P.Exempt Reporting Advisers · CRD # 117815 · CT · ERA - Active
- DOCK STREET CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157155 · CT · Approved
- DOWLING FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 155624 · CT · Approved
- DP EQUITY INVESTMENTS LLCExempt Reporting Advisers · CRD # 315283 · CT · ERA - Active
- DRAKE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 136716 · CT · Approved
- DRUM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 137964 · CT · Approved
- DRUM HILL CAPITAL, LLCRegistered Investment Advisers · CRD # 123359 · CT · Approved
- DUKE FUNDING MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 117590 · CT · Approved
- DUNBAR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 323134 · CT · Approved
- DUNHAM LANE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 283276 · CT · Approved
- DWM ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143224 · CT · Approved
- DYNAMIC BETA INVESTMENTS LLCRegistered Investment Advisers · CRD # 164972 · CT · Approved