Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- D. M. BRENNER, INC.Registered Investment Advisers · CRD # 134398 · CA · Approved
- D'ARCY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156264 · CA · Approved
- DA VINCI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342941 · CA · ERA - Active
- DACHTLER WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 335863 · CA · Approved
- DAFNA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 129053 · CA · Approved
- DAG VENTURES, LLCExempt Reporting Advisers · CRD # 162705 · CA · ERA - Active
- DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.Registered Investment Advisers · CRD # 307581 · CA · Approved
- DALTON INVESTMENTS, INC.Registered Investment Advisers · CRD # 308609 · CA · Approved
- DANHUA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170108 · CA · ERA - Active
- DANIEL INVESTMENT ASSOCIATES, LLCRegistered Investment Advisers · CRD # 157284 · CA · Approved
- DARLINGTON PARTNERS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 311926 · CA · Approved
- DAVIDSON KAHN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290062 · CA · Approved
- DAVIES FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 139764 · CA · Approved
- DAYTON CRAFT MANAGER, LLCExempt Reporting Advisers · CRD # 341800 · CA · ERA - Active
- DBAFC, L.L.C.Exempt Reporting Advisers · CRD # 310088 · CA · ERA - Active
- DBL INVESTORS, LLCExempt Reporting Advisers · CRD # 144878 · CA · ERA - Active
- DBL MANAGEMENT LLCExempt Reporting Advisers · CRD # 174991 · CA · ERA - Active
- DCA FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 322047 · CA · Approved
- DCM MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 160285 · CA · ERA - Active
- DCVC BIO MANAGEMENT CO, LLCExempt Reporting Advisers · CRD # 297640 · CA · ERA - Active
- DCVC MANAGEMENT CO, LLCExempt Reporting Advisers · CRD # 167441 · CA · ERA - Active
- DDFG, INCRegistered Investment Advisers · CRD # 317862 · CA · Approved
- DE GROOTE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 168178 · CA · Approved
- DEAN ROLAND RUSSELL, LLCRegistered Investment Advisers · CRD # 109480 · CA · Approved
- DECAMILLA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108027 · CA · Approved
- DECHENG CAPITAL LLCRegistered Investment Advisers · CRD # 293073 · CA · Approved
- DECISION INVESTMENTS, INC.Registered Investment Advisers · CRD # 145073 · CA · Approved
- DEDICATED CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 168132 · CA · Approved
- DEDORA CAPITAL, INC.Registered Investment Advisers · CRD # 177523 · CA · Approved
- DEEP BLUE CAPITAL, LLCRegistered Investment Advisers · CRD # 336045 · CA · 120-Day Approval
- DEFILADE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 337997 · CA · Approved
- DEFINE FINANCIAL, LLCRegistered Investment Advisers · CRD # 286648 · CA · Approved
- DEFINE VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299671 · CA · ERA - Active
- DEFY PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 290048 · CA · ERA - Active
- DEL MAR WEALTH MANAGEMENT INCRegistered Investment Advisers · CRD # 175022 · CA · Approved
- DELARME WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 328372 · CA · Approved
- DELTA ACCUMULATION, LLCRegistered Investment Advisers · CRD # 286434 · CA · Approved
- DELTA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149596 · CA · Approved
- DENALI ADVISORS, LLCRegistered Investment Advisers · CRD # 110242 · CA · Approved
- DENMU LLCExempt Reporting Advisers · CRD # 337756 · CA · ERA - Active
- DEPENDABLE ALTERNATIVE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 300332 · CA · Approved
- DERIVE VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 326349 · CA · ERA - Active
- DERIVE WEALTH LLCRegistered Investment Advisers · CRD # 284619 · CA · Approved
- DESTINATION WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 110365 · CA · Approved
- DEW POINT CAPITAL, INC.Registered Investment Advisers · CRD # 305010 · CA · Approved
- DFJ DRAGONFUND LTD.Exempt Reporting Advisers · CRD # 162467 · CA · ERA - Active
- DFJ FRONTIER MANAGEMENT COMPANY II, LLCExempt Reporting Advisers · CRD # 162468 · CA · ERA - Active
- DFJ GROWTH MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162463 · CA · ERA - Active
- DFJ MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162461 · CA · ERA - Active
- DIFFUSION HOLDINGS LLCExempt Reporting Advisers · CRD # 343843 · CA · ERA - Active