Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- DRACO EVOLUTION CORP.Registered Investment Advisers · CRD # 329860 · Approved
- DRAGON CAPITAL MANAGEMENT (HK) LIMITEDRegistered Investment Advisers · CRD # 287890 · Approved
- DRAGONEER INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 161443 · CA · Approved
- DRAGONFLY DIGITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300750 · CA · Approved
- DRAGUS CAPITAL, LLCRegistered Investment Advisers · CRD # 158122 · FL · Approved
- DRAKE & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 154854 · WI · Approved
- DRAKE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 136716 · CT · Approved
- DRAPER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148136 · NY · Approved
- DRAVO BAY LLCRegistered Investment Advisers · CRD # 298558 · DE · Approved
- DRAWBRIDGE CAPITAL, LLCRegistered Investment Advisers · CRD # 128636 · OK · Approved
- DRC INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 332680 · CA · Approved
- DREAM CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142788 · IL · Approved
- DREAM U.S. MANAGER LLCRegistered Investment Advisers · CRD # 314547 · CO · Approved
- DREAMERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 299919 · CA · Approved
- DREAMS INVESTMENT SOLUTIONSRegistered Investment Advisers · CRD # 339186 · CA · 120-Day Approval
- DREXEL MORGAN & CO.Registered Investment Advisers · CRD # 151053 · PA · Approved
- DRH INVESTMENTS, INC.Registered Investment Advisers · CRD # 164945 · CA · Approved
- DRIEHAUS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105757 · IL · Approved
- DRIFTWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 307316 · FL · Approved
- DRIVE CAPITAL LLCRegistered Investment Advisers · CRD # 169002 · OH · Approved
- DRIVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174728 · UT · Approved
- DRIVEN INVESTMENTS LLCRegistered Investment Advisers · CRD # 310095 · Approved
- DROMS STRAUSS ADVISORS, INC.Registered Investment Advisers · CRD # 108620 · MO · Approved
- DRUCKER WEALTH 3.0, LLCRegistered Investment Advisers · CRD # 328909 · Approved
- DRUM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 137964 · CT · Approved
- DRUM HILL CAPITAL, LLCRegistered Investment Advisers · CRD # 123359 · CT · Approved
- DRYDEN CAPITAL, LLCRegistered Investment Advisers · CRD # 172648 · NY · Approved
- DRYSTONE LLCRegistered Investment Advisers · CRD # 146951 · Approved
- DS INVESTMENT ADVISORSRegistered Investment Advisers · CRD # 319351 · MI · Approved
- DS2 CAPITAL LLCRegistered Investment Advisers · CRD # 340706 · Approved
- DSC MERIDIAN CAPITAL LPRegistered Investment Advisers · CRD # 296590 · NY · Approved
- DSF ADVISORS, LLCRegistered Investment Advisers · CRD # 283411 · MA · Approved
- DSG CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 332056 · MN · Approved
- DSM CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 113609 · FL · Approved
- DST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 302110 · CA · Approved
- DT INVESTMENT MANAGEMENT IFSC LLPRegistered Investment Advisers · CRD # 334387 · Approved
- DT INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157646 · PA · Approved
- DTCP USA LLCRegistered Investment Advisers · CRD # 297884 · NV · Approved
- DUB ADVISORS LLCRegistered Investment Advisers · CRD # 315589 · NY · Approved
- DUBEAU CAPITAL USA INC.Registered Investment Advisers · CRD # 119222 · Approved
- DUBIN CLARK & COMPANY, INCRegistered Investment Advisers · CRD # 282733 · FL · Approved
- DUCERE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337471 · CA · Approved
- DUDLEY & SHANLEY, INC.Registered Investment Advisers · CRD # 157515 · FL · Approved
- DUDLEY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 282958 · VA · Approved
- DUET ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 283584 · MI · Approved
- DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered Investment Advisers · CRD # 107296 · IL · Approved
- DUKE FUNDING MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 117590 · CT · Approved
- DUMAINE INVESTMENTS LLCRegistered Investment Advisers · CRD # 306481 · LA · Approved
- DUMONT & BLAKE INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 109318 · NJ · Approved
- DUMONT GLOBAL LPRegistered Investment Advisers · CRD # 305883 · NY · Approved