Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.Registered Investment Advisers · CRD # 173083 · VA · Approved
- DOMINI IMPACT INVESTMENTS LLCRegistered Investment Advisers · CRD # 109505 · NY · Approved
- DOMINION PORTFOLIO MANAGEMENT, INC.Registered Investment Advisers · CRD # 106918 · FL · Approved
- DOMINUS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 156885 · NY · Approved
- DONALD SMITH & CO., INC.Registered Investment Advisers · CRD # 104947 · NY · Approved
- DONALD SMITH, L.P.Registered Investment Advisers · CRD # 285701 · NY · Approved
- DONALD W. NICHOLSON & ASSOCIATES LTDRegistered Investment Advisers · CRD # 107054 · DE · Approved
- DONALDSON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 106131 · IN · Approved
- DONALIES FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 164700 · Approved
- DONATO WEALTH MANAGEMENT, PLLCRegistered Investment Advisers · CRD # 305031 · TX · Approved
- DONOGHUE FORLINES LLCRegistered Investment Advisers · CRD # 285403 · MA · Approved
- DOPKINS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124209 · NY · Approved
- DORADO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 314965 · Approved
- DORATO CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 110097 · Approved
- DORCHESTER CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 157965 · CA · Approved
- DORIAN EASON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113724 · TN · Approved
- DORIAN INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 339280 · TN · Approved
- DORMAN FINANCIAL MANAGEMENT, P.A.Registered Investment Advisers · CRD # 136881 · FL · Approved
- DORSAL CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 160224 · CA · Approved
- DORSEY ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 169056 · IL · Approved
- DORSEY, WRIGHT & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 104925 · VA · Approved
- DORVAL CORPORATIONRegistered Investment Advisers · CRD # 309512 · MN · Approved
- DOUBLE DUTY MONEY MANAGEMENT LLCRegistered Investment Advisers · CRD # 326792 · NY · Approved
- DOUBLE EAGLE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 135522 · TX · Approved
- DOUBLE EAGLE FAMILY OFFICES, LLCRegistered Investment Advisers · CRD # 315523 · TX · Approved
- DOUBLE EAGLE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 330398 · TX · Approved
- DOUBLELINE ALTERNATIVES LPRegistered Investment Advisers · CRD # 175212 · FL · Approved
- DOUBLELINE CAPITAL LPRegistered Investment Advisers · CRD # 152606 · FL · Approved
- DOUBLELINE ETF ADVISER LPRegistered Investment Advisers · CRD # 317415 · FL · Approved
- DOUCET ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141546 · LA · Approved
- DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 165145 · MN · Approved
- DOUGHERTY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 142284 · FL · Approved
- DOUGLAS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106262 · FL · Approved
- DOUGLAS LANE & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 282563 · NY · Approved
- DOUGLASS INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 331223 · KS · Approved
- DOUGLASS WINTHROP ADVISORS LLCRegistered Investment Advisers · CRD # 108680 · NY · Approved
- DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.Registered Investment Advisers · CRD # 300058 · CA · Approved
- DOVER ADVISORS, LLCRegistered Investment Advisers · CRD # 320832 · Approved
- DOVER INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 123499 · Approved
- DOVER PARTNERS INCRegistered Investment Advisers · CRD # 105133 · OH · Approved
- DOVETAIL FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 311298 · NC · Approved
- DOVETAIL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291068 · TX · Approved
- DOW FAMILY OFFICE ADVISORY, LLCRegistered Investment Advisers · CRD # 340475 · FL · 120-Day Approval
- DOWLING FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 155624 · CT · Approved
- DOWNING STREET WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 152983 · CO · Approved
- DOWNSHIFT FINANCIAL, LLCRegistered Investment Advisers · CRD # 314068 · Approved
- DOWNTOWN WEALTH STUDIOS, LLCRegistered Investment Advisers · CRD # 325213 · FL · Approved
- DOXARA CAPITAL LPRegistered Investment Advisers · CRD # 339621 · FL · Approved
- DOYENNE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 315995 · IL · Approved
- DRA ADVISORS LLCRegistered Investment Advisers · CRD # 106311 · NY · Approved