Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- CAPITAL INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 113917 · MO · Approved
- CAPITAL MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 118260 · MO · Approved
- CAUBLE & HARRE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 143812 · MO · Approved
- CJ FINANCIALExempt Reporting Advisers · CRD # 339461 · MO · ERA - Active
- CL MANAGEMENT GROUP LLCExempt Reporting Advisers · CRD # 333339 · MO · ERA - Active
- CLARIS ADVISORS, LLCRegistered Investment Advisers · CRD # 117734 · MO · Approved
- CLARITY FINANCIAL PLANNERS, LLCRegistered Investment Advisers · CRD # 277114 · MO · Approved
- CLARK FINANCIAL SERVICES GROUP INCRegistered Investment Advisers · CRD # 110650 · MO · Approved
- CLAYTON FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 226729 · MO · Approved
- COMMERCE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 104705 · MO · Approved
- COMMERCIAL TRUST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337704 · MO · Approved
- COMPASS GROUP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317244 · MO · Approved
- COMPASS RETIREMENT GROUP LLCRegistered Investment Advisers · CRD # 282420 · MO · Approved
- CONFLUENCE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 146019 · MO · Approved
- CONVERGENCE FINANCIAL, LLCRegistered Investment Advisers · CRD # 304146 · MO · Approved
- CONWAY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 117608 · MO · Approved
- CONWAY INVESTMENT RESEARCH, LLCRegistered Investment Advisers · CRD # 154659 · MO · Approved
- CORE PLANNING, LLCRegistered Investment Advisers · CRD # 154660 · MO · Approved
- CORNERSTONE SELECT ADVISORS, LLCRegistered Investment Advisers · CRD # 144044 · MO · Approved
- CORNERSTONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164666 · MO · Approved
- CORRECT CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298774 · MO · Approved
- CORTLAND ASSOCIATES INCRegistered Investment Advisers · CRD # 104681 · MO · Approved
- CPC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313413 · MO · Approved
- CQL CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 319557 · MO · Approved
- CRAFT & SAGE WEALTH, LLCRegistered Investment Advisers · CRD # 323565 · MO · Approved
- CULTIVATION CAPITAL, LLCRegistered Investment Advisers · CRD # 168734 · MO · Approved